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Hercules Capital

Name Holding Trade Value Shares
Change
Change in
Stake
KA
101
Kovack Advisors
Florida
$749K +$291K +18,392 +69%
CA
102
Cetera Advisors
Colorado
$747K +$127K +8,022 +22%
EFS
103
Essex Financial Services
Connecticut
$741K +$48.1K +3,042 +7%
BA
104
Bristlecone Advisors
Washington
$702K
ASN
105
Advisory Services Network
Georgia
$692K -$64.6K -4,086 -9%
PIWA
106
Prevail Innovative Wealth Advisors
Kansas
$677K +$642K +40,592 New
NSIM
107
North Star Investment Management
Illinois
$673K -$14.3K -906 -2%
US Bancorp
108
US Bancorp
Minnesota
$672K +$25.2K +1,596 +4%
AA
109
ALPS Advisors
Colorado
$652K +$6.33K +400 +1%
AIM
110
Access Investment Management
Georgia
$637K +$604K +38,200 New
Verition Fund Management
111
Verition Fund Management
Connecticut
$618K +$372K +23,500 +173%
Truist Financial
112
Truist Financial
North Carolina
$615K -$56.8K -3,589 -9%
BFG
113
Bleakley Financial Group
New Jersey
$613K +$582K +36,792 New
SS
114
Simplicity Solutions
Minnesota
$613K +$582K +36,792 New
PWM
115
Palumbo Wealth Management
New York
$600K
DI
116
Diligent Investors
California
$572K +$348 +22 +0.1%
Lido Advisors
117
Lido Advisors
California
$557K +$529K +33,414 New
MCP
118
Mirador Capital Partners
California
$555K -$238K -15,020 -31%
WG
119
Winton Group
United Kingdom
$543K +$153K +9,668 +42%
AIC
120
Archer Investment Corporation
Indiana
$542K +$47 +3 +0%
FFWM
121
Future Financial Wealth Management
Ohio
$522K
1IA
122
1620 Investment Advisors
Massachusetts
$502K -$86.6K -5,477 -15%
CAPTRUST Financial Advisors
123
CAPTRUST Financial Advisors
North Carolina
$496K -$109K -6,877 -19%
SWP
124
Significant Wealth Partners
Illinois
$494K +$469K +29,658 New
FNBOMD
125
First National Bank of Mount Dora
Florida
$488K