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Hercules Capital

Name Holding Trade Value Shares
Change
Change in
Stake
CWM
101
Centric Wealth Management
Illinois
$433K +$382K +30,000 New
FWP
102
FAS Wealth Partners
Kansas
$431K +$380K +29,887 New
VEA
103
Virtus ETF Advisers
New York
$407K -$163K -12,839 -31%
OPA
104
Old Port Advisors
Maine
$403K -$163K -12,832 -31%
SWP
105
Stratos Wealth Partners
Ohio
$394K +$36.8K +2,890 +12%
SIA
106
Sit Investment Associates
Minnesota
$385K
GWM
107
Geneos Wealth Management
Colorado
$374K -$15.3K -1,200 -5%
KAS
108
Kestra Advisory Services
Texas
$372K +$96.5K +7,583 +41%
WP
109
WealthSource Partners
California
$360K -$280 -22 -0.1%
Creative Planning
110
Creative Planning
Kansas
$354K -$76.7K -6,029 -20%
KA
111
Kovack Advisors
Florida
$335K +$43.8K +3,439 +17%
TA
112
Tectonic Advisors
Texas
$328K +$290K +22,764 New
RJFSA
113
Raymond James Financial Services Advisors
Florida
$317K +$18.9K +1,488 +7%
CA
114
Continuum Advisory
Idaho
$296K
SG Americas Securities
115
SG Americas Securities
New York
$286K -$713 -56 -0.3%
Mirae Asset Global Investments
116
Mirae Asset Global Investments
South Korea
$283K -$4.57K -359 -2%
Victory Capital Management
117
Victory Capital Management
Texas
$277K +$13.3K +1,042 +6%
AWM
118
AE Wealth Management
Kansas
$268K +$14K +1,097 +6%
FFA
119
Founders Financial Alliance
North Carolina
$264K +$6.05K +475 +3%
Goldman Sachs
120
Goldman Sachs
New York
$263K +$7.28K +572 +3%
VAM
121
Verity Asset Management
North Carolina
$258K +$228K +17,907 New
VAS
122
Vestmark Advisory Solutions
Massachusetts
$256K +$12.4K +978 +6%
SEI Investments
123
SEI Investments
Pennsylvania
$244K +$12.2K +958 +6%
SCM
124
Shelton Capital Management
Colorado
$242K
AIMCA
125
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
$231K