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Hercules Capital

Name Holding Trade Value Shares
Change
Change in
Stake
Osaic Holdings
51
Osaic Holdings
Arizona
$1.02M +$1.74M +133,197 New
SPC
52
Sigma Planning Corp
Michigan
$914K +$445K +34,072 +40%
BI
53
Bramshill Investments
Florida
$886K -$7.14K -547 -0.5%
Skandinaviska Enskilda Banken (SEB)
54
Skandinaviska Enskilda Banken (SEB)
Sweden
$831K
Balyasny Asset Management
55
Balyasny Asset Management
Illinois
$830K +$748K +57,261 +111%
ZCM
56
Ziegler Capital Management
Illinois
$820K +$1.4M +107,305 New
UBS Group
57
UBS Group
Switzerland
$769K -$13.4M -1,028,013 -91%
HighTower Advisors
58
HighTower Advisors
Illinois
$768K -$146K -11,167 -10%
Invesco
59
Invesco
Georgia
$719K -$669K -51,265 -35%
JCM
60
Jag Capital Management
Missouri
$673K -$329K -25,221 -22%
IAIM
61
International Assets Investment Management
Florida
$673K +$1.15M +88,111 New
American Century Companies
62
American Century Companies
Missouri
$659K -$681K -52,147 -38%
Aberdeen Group
63
Aberdeen Group
United Kingdom
$650K +$1.11M +85,000 New
New York State Common Retirement Fund
64
New York State Common Retirement Fund
New York
$632K +$927 +71 +0.1%
CNFG
65
Creegan & Nassoura Financial Group
New Hampshire
$580K +$94K +7,200 +10%
TFCM
66
Taylor Frigon Capital Management
Arizona
$520K -$554K -42,468 -38%
Truist Financial
67
Truist Financial
North Carolina
$516K -$7.75K -594 -0.9%
SW
68
SVB Wealth
Massachusetts
$509K
AWA
69
Arkadios Wealth Advisors
Georgia
$498K -$52.4K -4,016 -6%
DnB Asset Management
70
DnB Asset Management
Norway
$492K -$57.7K -4,418 -6%
Bank of New York Mellon
71
Bank of New York Mellon
New York
$484K -$79K -6,049 -9%
LPL Financial
72
LPL Financial
California
$475K -$1.3M -99,605 -62%
NGA
73
Naples Global Advisors
Florida
$448K -$23.6K -1,810 -3%
GIM
74
Greenwich Investment Management
Connecticut
$446K +$249K +19,045 +48%
CANY
75
Caxton Associates (New York)
New York
$424K -$374K -28,634 -34%