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Hercules Capital

Name Holding Trade Value Shares
Change
Change in
Stake
BTCPP
26
Border to Coast Pensions Partnership
United Kingdom
$7.16M -$478K -24,837 -7%
CAGAS
27
Capital Advisory Group Advisory Services
Minnesota
$6.97M +$711K +36,962 +12%
Commonwealth Equity Services
28
Commonwealth Equity Services
Massachusetts
$6.76M +$641K +33,297 +11%
Franklin Resources
29
Franklin Resources
California
$6.18M +$594K +30,876 +11%
Janney Montgomery Scott
30
Janney Montgomery Scott
Pennsylvania
$6.08M -$80.5K -4,186 -1%
PNC Financial Services Group
31
PNC Financial Services Group
Pennsylvania
$6.04M -$46.9K -2,440 -0.8%
Bank of America
32
Bank of America
North Carolina
$5.58M +$2.56M +133,188 +95%
DADC
33
D.A. Davidson & Co
Montana
$5.42M +$325K +16,912 +7%
AWS
34
Atria Wealth Solutions
New York
$5.27M -$388K -20,177 -7%
UBS Group
35
UBS Group
Switzerland
$5.13M -$46.8K -2,431 -1%
HF
36
HRT Financial
New York
$4.86M +$3.02M +156,800 +194%
CF
37
Centaurus Financial
California
$4.85M -$66.4K -3,452 -1%
Goldman Sachs
38
Goldman Sachs
New York
$4.71M +$1.37M +71,041 +45%
FWP
39
FAS Wealth Partners
Kansas
$4.25M -$37.7K -1,961 -0.9%
LBWM
40
Left Brain Wealth Management
Illinois
$4.09M +$359K +18,680 +10%
Envestnet Asset Management
41
Envestnet Asset Management
Illinois
$3.82M +$734K +38,131 +26%
BAAM
42
Baker Avenue Asset Management
California
$3.16M -$79.5K -4,134 -3%
WC
43
Waterloo Capital
Texas
$3.08M +$119K +6,208 +4%
TI
44
TrueMark Investments
Illinois
$3.01M +$2.84M +147,418 New
AM
45
Ares Management
California
$2.93M
MYIA
46
Mount Yale Investment Advisors
Colorado
$2.92M +$49.8K +2,589 +2%
William Blair & Company
47
William Blair & Company
Illinois
$2.9M
Cambridge Investment Research Advisors
48
Cambridge Investment Research Advisors
Iowa
$2.81M +$633K +32,929 +31%
Osaic Holdings
49
Osaic Holdings
Arizona
$2.81M -$469K -24,360 -15%
GL
50
Graypoint LLC
New York
$2.8M +$63.9K +3,323 +2%