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HPS

John Hancock Preferred Income Fund III

Name Holding Trade Value Shares
Change
Change in
Stake
Cambridge Investment Research Advisors
26
Cambridge Investment Research Advisors
Iowa
$208K +$187 +10 +0.1%
PNC Financial Services Group
27
PNC Financial Services Group
Pennsylvania
$193K -$30.3K -1,626 -14%
AG
28
Advisor Group
Arizona
$183K -$49.5K -2,654 -21%
NFG
29
Next Financial Group
Texas
$89K +$89K +4,768 New
SPIA
30
Steward Partners Investment Advisory
New York
$71K
GWM
31
Geneos Wealth Management
Colorado
$58K
Citigroup
32
Citigroup
New York
$58K +$38.4K +2,056 +197%
Carson Wealth (CWM LLC)
33
Carson Wealth (CWM LLC)
Nebraska
$55K +$55.4K +2,967 New
SWM
34
SeaCrest Wealth Management
New York
$34K -$4.25K -228 -11%
APA
35
American Portfolios Advisors
New York
$30.4K +$299 +16 +1%
NSIM
36
North Star Investment Management
Illinois
$26K
US Bancorp
37
US Bancorp
Minnesota
$23K +$23.3K +1,246 New
POIA
38
Pin Oak Investment Advisors
Texas
$21K
CAC
39
Certified Advisory Corp
Florida
$19K +$19.4K +1,040 New
GRP
40
Global Retirement Partners
California
$14K
AF
41
Advisornet Financial
Minnesota
$9K
FDCDDQ
42
Federation des caisses Desjardins du Quebec
Quebec, Canada
$5.59K
FHB
43
First Hawaiian Bank
Hawaii
$4K +$3.55K +190 New
UBS AM
44
UBS AM
Illinois
$3.79K -$2.24K -120 -37%
COLIM
45
City of London Investment Management
United Kingdom
-$399K -21,400 Closed
Susquehanna International Group
46
Susquehanna International Group
Pennsylvania
-$351K -18,851 Closed
CF
47
Centaurus Financial
California
-$21K -1,100 Closed
RFM
48
Royal Fund Management
Florida
-$5K -320 Closed
B
49
Bridgeworth
Alabama
-$5K -269 Closed