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HGLB

Highland Global Allocation Fund
HGLB

35 hedge funds and large institutions have $30.9M invested in Highland Global Allocation Fund in 2021 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 8 increasing their positions, 12 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

5% more capital invested

Capital invested by funds: $29.5M → $30.9M (+$1.39M)

1.44% less ownership

Funds ownership: 17.02% → 15.59% (-1.4%)

13% less funds holding

Funds holding: 40 → 35 (-5)

33% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 12

56% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 9

Holders
35
Holders Change
-5
Holders Change %
-12.5%
% of All Funds
0.61%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
8
Reduced
12
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
SFS
Shaker Financial Services
Virginia
+$1.71M
2
Osaic Holdings
Osaic Holdings
Arizona
+$826K
3
GRP
Global Retirement Partners
California
+$616K
4
6M
6 Meridian
Kansas
+$218K
5
VF
Virtu Financial
New York
+$204K

Top Sellers

Rank Fund Capital Flow
1
CCP
Clough Capital Partners
Massachusetts
-$3.31M
2
QC
Quantedge Capital
Singapore
-$2.41M
3
LCM
Landscape Capital Management
New Jersey
-$1.82M
4
LPL Financial
LPL Financial
California
-$460K
5
KPWS
Kestra Private Wealth Services
Texas
-$256K
Name Holding Trade Value Shares
Change 		Change in
Stake
MC
26
Moors & Cabot
Massachusetts
$91K – – –
FIA
27
FNY Investment Advisers
New York
$54K -$38.5K -4,389 -42%
NFSG
28
Newbridge Financial Services Group
Florida
$35K – – –
RG
29
Retirement Group
California
$33K +$790 +90 +3%
SPIA
30
Steward Partners Investment Advisory
New York
$12K -$5.26K -599 -32%
Northwestern Mutual Wealth Management
31
Northwestern Mutual Wealth Management
Wisconsin
$5K -$3.51K -400 -40%
Citigroup
32
Citigroup
New York
$4K – – –
UBS Group
33
UBS Group
Switzerland
$3K – – –
HI
34
Harbour Investments
Wisconsin
$2K – – –
IFAM
35
Institutional & Family Asset Management
Colorado
$2K – – –
QC
36
Quantedge Capital
Singapore
– -$2.41M -312,114 Closed
KPWS
37
Kestra Private Wealth Services
Texas
– -$256K -33,241 Closed
EP
38
Eudaimonia Partners
Tennessee
– -$49K -6,391 Closed
AF
39
Allworth Financial
California
– -$13K -1,647 Closed
Bank of America
40
Bank of America
North Carolina
– -$10K -1,254 Closed
PGAM
41
Princeton Global Asset Management
New Jersey
– -$8K -1,000 Closed
Rockefeller Capital Management
42
Rockefeller Capital Management
New York
– -$7K -982 Closed
SWM
43
Spire Wealth Management
Virginia
– -$6K -721 Closed
1
2

HGLB Hedge Fund Activity: Q2 2021 in Review

35 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in Highland Global Allocation Fund (HGLB) for Q2 2021, worth a combined $30.9M — up 4.7% from $29.5M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of HGLB and 4 opened new positions — a net loss of 5 holders — while 12 trimmed existing stakes and 8 added.

The largest buyer was Shaker Financial Services, adding an estimated $1.71M. The largest seller was Clough Capital Partners, cutting an estimated $3.31M.

  • 35 institutional investors held Highland Global Allocation Fund (HGLB) as of Q2 2021, down from 40 in Q1 2021.
  • Funds reported $30.9M of Highland Global Allocation Fund stock for Q2 2021, up 4.7% quarter-over-quarter.
  • 4 funds opened new Highland Global Allocation Fund positions in Q2 2021 and 9 closed out, a net change of -5 holders.
  • The largest Highland Global Allocation Fund buyer in Q2 2021 was Shaker Financial Services, an estimated $1.71M added.
  • The largest Highland Global Allocation Fund seller in Q2 2021 was Clough Capital Partners, an estimated $3.31M sold.

Based on aggregated 13F filings for Q2 2021.