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GUG

Guggenheim Active Allocation Fund

Name Holding Trade Value Shares
Change
Change in
Stake
1CP
51
1607 Capital Partners
Virginia
-$1.19M -80,004 Closed
HighTower Advisors
52
HighTower Advisors
Illinois
-$535K -36,004 Closed
Corient Private Wealth
53
Corient Private Wealth
Florida
-$396K -26,514 Closed
TSS
54
Two Sigma Securities
New York
-$173K -11,574 Closed
LPL Financial
55
LPL Financial
California
-$166K -11,088 Closed
NA
56
NewEdge Advisors
Louisiana
-$31.5K -2,113 Closed
Bessemer Group
57
Bessemer Group
New Jersey
-$15K -1,016 Closed
BBPWM
58
Blue Bell Private Wealth Management
Pennsylvania
-$9.47K -602 Closed
CP
59
Castleview Partners
Texas
-$4.45K -298 Closed