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First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund

Name Holding Trade Value Shares
Change
Change in
Stake
APFP
401
Action Point Financial Planning
Michigan
$501K +$491K +2,613 New
Cerity Partners
402
Cerity Partners
New York
$498K +$488K +2,596 New
AAS
403
Annex Advisory Services
Wisconsin
$494K +$149K +793 +44%
PHAM
404
Palisades Hudson Asset Management
Florida
$492K +$132K +704 +38%
WMA
405
Wealth Management Associates
New Jersey
$491K +$132K +703 +38%
GWS
406
Greykasell Wealth Strategies
California
$482K +$268K +1,427 +132%
FWM
407
Foguth Wealth Management
Michigan
$482K -$29.1K -155 -5%
ALS
408
Andrew L. Share
$477K – – –
JSL
409
JT Stratford LLC
Georgia
$477K +$467K +2,489 New
TCWM
410
Total Clarity Wealth Management
Illinois
$476K +$37.2K +198 +9%
JIC
411
Johnson Investment Counsel
Ohio
$474K +$77.2K +411 +20%
BCM
412
Brookstone Capital Management
Illinois
$472K +$463K +2,463 New
PWP
413
Principle Wealth Partners
Connecticut
$471K – – –
RIA
414
Regal Investment Advisors
Michigan
$464K +$455K +2,421 New
BPFA
415
Barnes Pettey Financial Advisors
Mississippi
$461K +$16.2K +86 +4%
E
416
Entelevest
Florida
$455K +$42.8K +228 +11%
CIG
417
Cascade Investment Group
Colorado
$452K +$9.2K +49 +2%
ITG
418
Index Technologies Group
New York
$450K +$441K +2,346 New
GWM
419
Geneos Wealth Management
Colorado
$445K +$40.6K +216 +10%
RIS
420
Richmond Investment Services
Wisconsin
$442K -$225K -1,197 -34%
WCM
421
Wealthcare Capital Management
Virginia
$438K -$9.95K -53 -2%
EWA
422
EP Wealth Advisors
California
$435K +$121K +646 +40%
TFM
423
Trademark Financial Management
Minnesota
$428K – – –
CA
424
Clune & Associates
Illinois
$427K -$14.1K -75 -3%
HP
425
Holistic Planning
Texas
$420K +$411K +2,189 New