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GGZ

Gabelli Global Small and Mid-Cap Value Trust

Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
26
UBS Group
Switzerland
$54K +$25.8K +2,112 +90%
LTFS
27
Ladenburg Thalmann Financial Services
Florida
$16K +$245 +20 +2%
WAP
28
Wealthcare Advisory Partners
Pennsylvania
$15K
NSIM
29
North Star Investment Management
Illinois
$13K
TJHA
30
Thomas J. Herzfeld Advisors
Florida
$13K
SPIA
31
Steward Partners Investment Advisory
New York
$7K
SWP
32
Stratos Wealth Partners
Ohio
$6K +$6.15K +503 New
QCIG
33
Quad-Cities Investment Group
Iowa
$4K
IA
34
IFP Advisors
Florida
$3K -$1.59K -130 -35%
US Bancorp
35
US Bancorp
Minnesota
$3K
SWM
36
SeaCrest Wealth Management
New York
$2K
SF
37
Synovus Financial
Georgia
$2K
WTC
38
WhitTier Trust Company
Nevada
$2K
AG
39
Advisor Group
Arizona
$1K -$3.55K -290 -74%
FWM
40
Focused Wealth Management
New York
$1K -$245 -20 -29%
Citigroup
41
Citigroup
New York
$1K
CB
42
Community Bank
New York
$1K
FCB
43
First Command Bank
Texas
$1K
FCFS
44
First Command Financial Services
Texas
$1K
IBOK
45
Independence Bank of Kentucky
Kentucky
$1K
SFG
46
SevenBridge Financial Group
Pennsylvania
$1K
PFGIA
47
Patriot Financial Group Insurance Agency
Massachusetts
$1K +$367 +30 New
CFA
48
Camarda Financial Advisors
Florida
$1K +$954 +78 New
GP
49
Girard Partners
Pennsylvania
$1K +$1.53K +125 New
DA
50
Doliver Advisors
Texas
-$304K -25,122 Closed