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GGZ

Gabelli Global Small and Mid-Cap Value Trust

Name Holding Trade Value Shares
Change
Change in
Stake
MML Investors Services
26
MML Investors Services
Massachusetts
$146K +$153K +12,209 New
TDC
27
Thompson Davis & Co
Virginia
$24K
LTFS
28
Ladenburg Thalmann Financial Services
Florida
$16K -$475 -38 -3%
WAP
29
Wealthcare Advisory Partners
Pennsylvania
$15K +$15.4K +1,233 New
NSIM
30
North Star Investment Management
Illinois
$14K +$2.81K +225 +23%
TJHA
31
Thomas J. Herzfeld Advisors
Florida
$13K
CAL
32
Capital Analysts LLC
Pennsylvania
$10K +$10.6K +849 New
AWA
33
Acorn Wealth Advisors
Michigan
$8K
SPIA
34
Steward Partners Investment Advisory
New York
$6K -$1.25K -100 -15%
IA
35
IFP Advisors
Florida
$5K
AG
36
Advisor Group
Arizona
$4K
IWM
37
IHT Wealth Management
Illinois
$4K
US Bancorp
38
US Bancorp
Minnesota
$3K
SWM
39
SeaCrest Wealth Management
New York
$2K
SWP
40
Stratos Wealth Partners
Ohio
$2K
WTC
41
WhitTier Trust Company
Nevada
$2K
PNC Financial Services Group
42
PNC Financial Services Group
Pennsylvania
$2K +$250 +20 +17%
SF
43
Synovus Financial
Georgia
$2K +$2.5K +200 New
FCB
44
First Command Bank
Texas
$1.04K +$1.09K +87 New
Citigroup
45
Citigroup
New York
$1K
CB
46
Community Bank
New York
$1K
FWM
47
Focused Wealth Management
New York
$1K
IBOK
48
Independence Bank of Kentucky
Kentucky
$1K
MOS
49
MGO One Seven
Ohio
$1K
PFBT
50
Parkside Financial Bank & Trust
Missouri
$1K