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GGZ

Gabelli Global Small and Mid-Cap Value Trust

Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
26
UBS Group
Switzerland
$181K +$36.5K +2,880 +25%
DA
27
Doliver Advisors
Texas
$181K +$180K +14,225 New
WAM
28
Wolverine Asset Management
Illinois
$28K -$494K -38,941 -94%
TDC
29
Thompson Davis & Co
Virginia
$25K -$60.8K -4,798 -71%
LTFS
30
Ladenburg Thalmann Financial Services
Florida
$17K +$3.82K +301 +28%
TJHA
31
Thomas J. Herzfeld Advisors
Florida
$13K +$4.39K +346 +49%
NSIM
32
North Star Investment Management
Illinois
$12K -$1.74K -137 -12%
AWA
33
Acorn Wealth Advisors
Michigan
$9K +$8.46K +667 New
SPIA
34
Steward Partners Investment Advisory
New York
$8K -$571 -45 -6%
IA
35
IFP Advisors
Florida
$5K -$4.15K -327 -46%
AG
36
Advisor Group
Arizona
$5K
IWM
37
IHT Wealth Management
Illinois
$5K
US Bancorp
38
US Bancorp
Minnesota
$3K
Citigroup
39
Citigroup
New York
$2K
WTC
40
WhitTier Trust Company
Nevada
$2K
PNC Financial Services Group
41
PNC Financial Services Group
Pennsylvania
$2K +$773 +61 +107%
GBT
42
Grove Bank & Trust
Florida
$2K +$1.71K +135 New
SWM
43
SeaCrest Wealth Management
New York
$2K +$2.27K +179 New
SWP
44
Stratos Wealth Partners
Ohio
$2K +$2.42K +191 New
FWM
45
Focused Wealth Management
New York
$1K
PFBT
46
Parkside Financial Bank & Trust
Missouri
$1K
SFG
47
SevenBridge Financial Group
Pennsylvania
$1K +$520 +41 New
MOS
48
MGO One Seven
Ohio
$1K +$824 +65 New
CB
49
Community Bank
New York
$1K +$888 +70 New
IBOK
50
Independence Bank of Kentucky
Kentucky
$1K +$1.27K +100 New