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GGZ

Gabelli Global Small and Mid-Cap Value Trust

Name Holding Trade Value Shares
Change
Change in
Stake
ASN
26
Advisory Services Network
Georgia
$45K +$44.9K +4,294 New
WRM
27
Westport Resources Management
Connecticut
$35K -$3.14K -300 -8%
TRCT
28
Tower Research Capital (TRC)
New York
$8K +$5.48K +524 +259%
IA
29
IFP Advisors
Florida
$8K +$7.82K +747 +1,149%
TJHA
30
Thomas J. Herzfeld Advisors
Florida
$7K
LTFS
31
Ladenburg Thalmann Financial Services
Florida
$5K -$272 -26 -5%
PMFA
32
Plante Moran Financial Advisors
Michigan
$5K
NSIM
33
North Star Investment Management
Illinois
$4K
PNC Financial Services Group
34
PNC Financial Services Group
Pennsylvania
$4K +$628 +60 +23%
AG
35
Advisor Group
Arizona
$4K +$4.08K +390 New
Creative Planning
36
Creative Planning
Kansas
$3K
US Bancorp
37
US Bancorp
Minnesota
$3K
MFS
38
MSI Financial Services
Massachusetts
$2K -$1.84K -176 -42%
WTC
39
WhitTier Trust Company
Nevada
$2K
MPWT
40
MassMutual Private Wealth & Trust
Connecticut
$1.23K +$1.24K +118 New
DADC
41
D.A. Davidson & Co
Montana
$1K
FWM
42
Focused Wealth Management
New York
$1K
GWM
43
Geneos Wealth Management
Colorado
$1K
TIM
44
Tortoise Investment Management
New York
$1K +$628 +60 New
SFG
45
SevenBridge Financial Group
Pennsylvania
$1K +$785 +75 New
VWM
46
Valley Wealth Managers
New Jersey
$1K +$1.05K +100 New
BIG
47
Bellwether Investment Group
Tennessee
$1K +$1.27K +121 New
LPL Financial
48
LPL Financial
California
-$135K -13,096 Closed
AIG
49
American International Group
New York
-$6K -590 Closed
BBHC
50
Brown Brothers Harriman & Co
New York
-$4K -400 Closed