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GGZ

Gabelli Global Small and Mid-Cap Value Trust

Name Holding Trade Value Shares
Change
Change in
Stake
WRM
26
Westport Resources Management
Connecticut
$39K -$2.08K -210 -5%
TJHA
27
Thomas J. Herzfeld Advisors
Florida
$7K
AIG
28
American International Group
New York
$6K -$455 -46 -7%
LTFS
29
Ladenburg Thalmann Financial Services
Florida
$5K -$317 -32 -6%
PMFA
30
Plante Moran Financial Advisors
Michigan
$5K
NSIM
31
North Star Investment Management
Illinois
$4K -$3.06K -309 -44%
BBHC
32
Brown Brothers Harriman & Co
New York
$4K
MFS
33
MSI Financial Services
Massachusetts
$4K +$1.54K +156 +60%
PNC Financial Services Group
34
PNC Financial Services Group
Pennsylvania
$3K -$4.95K -500 -66%
Creative Planning
35
Creative Planning
Kansas
$3K
US Bancorp
36
US Bancorp
Minnesota
$3K
TRCT
37
Tower Research Capital (TRC)
New York
$2K -$5.47K -553 -73%
WTC
38
WhitTier Trust Company
Nevada
$2K
FCCM
39
First City Capital Management
Georgia
$1.27K
IA
40
IFP Advisors
Florida
$1K -$6.42K -649 -91%
DADC
41
D.A. Davidson & Co
Montana
$1K
FWM
42
Focused Wealth Management
New York
$1K
GWM
43
Geneos Wealth Management
Colorado
$1K +$1.69K +171 New
GCP
44
GSA Capital Partners
United Kingdom
-$146K -14,000 Closed
PAIM
45
Punch & Associates Investment Management
Minnesota
-$52.7K -5,070 Closed
AAM
46
Advisors Asset Management
Colorado
-$30K -2,866 Closed
AIA
47
Allegis Investment Advisors
Idaho
-$1K -66 Closed
Carson Wealth (CWM LLC)
48
Carson Wealth (CWM LLC)
Nebraska
+$327 +33 New