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GGZ

Gabelli Global Small and Mid-Cap Value Trust

Name Holding Trade Value Shares
Change
Change in
Stake
TRCT
26
Tower Research Capital (TRC)
New York
$8K +$5.09K +493 +188%
NSIM
27
North Star Investment Management
Illinois
$7K -$18.8K -1,817 -72%
TJHA
28
Thomas J. Herzfeld Advisors
Florida
$7K
IA
29
IFP Advisors
Florida
$7K +$7.37K +714 New
AIG
30
American International Group
New York
$6K -$2.35K -228 -26%
PFBT
31
Parkside Financial Bank & Trust
Missouri
$5K
PMFA
32
Plante Moran Financial Advisors
Michigan
$5K
LTFS
33
Ladenburg Thalmann Financial Services
Florida
$5K +$444 +43 +8%
BBHC
34
Brown Brothers Harriman & Co
New York
$4K
Creative Planning
35
Creative Planning
Kansas
$3K -$516 -50 -17%
US Bancorp
36
US Bancorp
Minnesota
$3K
MFS
37
MSI Financial Services
Massachusetts
$3K +$630 +61 +31%
WTC
38
WhitTier Trust Company
Nevada
$2K
FCCM
39
First City Capital Management
Georgia
$1.25K
DADC
40
D.A. Davidson & Co
Montana
$1K
FWM
41
Focused Wealth Management
New York
$1K
AIA
42
Allegis Investment Advisors
Idaho
$1K +$681 +66 New
TSS
43
Two Sigma Securities
New York
-$117K -11,758 Closed
VKH
44
Virtu KCG Holdings
New York
-$109K -10,973 Closed
GC
45
Guggenheim Capital
Illinois
-$102K -10,294 Closed
Citigroup
46
Citigroup
New York
-$4.87K -472 -96%
CG
47
Colony Group
Massachusetts
-$1K -138 Closed
MPWT
48
MassMutual Private Wealth & Trust
Connecticut
-$1.02K -100 Closed
UFA
49
US Financial Advisors
Massachusetts
+$341 +33 New