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First Trust Small Cap Core AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
DFA
76
DHJJ Financial Advisors
Illinois
$468K – – –
MQWP
77
Morey & Quinn Wealth Partners
Nebraska
$466K – – –
Envestnet Portfolio Solutions
78
Envestnet Portfolio Solutions
Illinois
$457K -$62K -685 -13%
ALA
79
Atlas Legacy Advisors
California
$455K +$206K +2,280 +95%
US Bancorp
80
US Bancorp
Minnesota
$455K -$21.6K -239 -5%
IWN
81
Independent Wealth Network
Iowa
$452K +$6.42K +71 +2%
MLRA
82
Main Line Retirement Advisors
Montana
$443K -$9.88M -109,139 -96%
Creative Planning
83
Creative Planning
Kansas
$433K -$48.6K -537 -11%
Northeast Financial Consultants
84
Northeast Financial Consultants
Connecticut
$428K – – –
TWM
85
Trueblood Wealth Management
Ohio
$427K +$181 +2 +0%
SCA
86
Snowden Capital Advisors
New York
$423K -$90 -1 -0%
SWIA
87
Solano Wealth Investment Advisors
California
$422K – – –
Belpointe Asset Management
88
Belpointe Asset Management
Nevada
$403K -$4.34K -48 -1%
Citigroup
89
Citigroup
New York
$376K +$350K +3,867 New
Independent Financial Group
90
Independent Financial Group
California
$371K -$20.1K -222 -6%
Arkadios Wealth Advisors
91
Arkadios Wealth Advisors
Georgia
$354K +$23.3K +258 +8%
CAS
92
Coppell Advisory Solutions
Texas
$352K -$724 -8 -0.2%
Two Sigma Investments
93
Two Sigma Investments
New York
$350K -$480K -5,300 -60%
Synovus Financial
94
Synovus Financial
Georgia
$346K -$29.9K -330 -8%
HM Payson & Co
95
HM Payson & Co
Maine
$344K – – –
EW
96
Element Wealth
Mississippi
$343K – – –
Mariner
97
Mariner
Kansas
$342K – – –
PTC
98
Private Trust Company
Ohio
$300K +$9.68K +107 +4%
QFW
99
QTR Family Wealth
Florida
$293K +$12K +133 +5%
TA
100
TFG Advisers
Michigan
$292K -$41.5K -459 -13%