Mariner’s First Trust Small Cap Core AlphaDEX Fund FYX Stock Holding History

Mariner’s Portfolio FYX Stock Details FYX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$1.24M	Sell	8,560 -387	-4%	-$51.4K	﹤0.01%	1791
2026 Q1	$1.07M	Buy	8,947 +2,694	+43%	+$325K	﹤0.01%	1919
2025 Q4	$707K	Buy	6,253 +2,581	+70%	+$286K	﹤0.01%	2201
2025 Q3	$400K	Buy	3,672 +154	+4%	+$16K	﹤0.01%	2594
2025 Q2	$342K	Hold	3,518	–	–	﹤0.01%	2617
2025 Q1	$317K	Buy	3,518 +42	+1%	+$4.12K	﹤0.01%	2571
2024 Q4	$351K	Sell	3,476 -650	-16%	-$67.1K	﹤0.01%	2484
2024 Q3	$411K	Buy	+4,126	New	+$396K	﹤0.01%	2297

Other funds holding FYX

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $51.6B AUM 27.34% 1-Year Est. Return

GCA

Genesee Capital Advisors Auburn, New York $317M AUM 35.41% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

Mariner's FYX Position: Q2 2026 in Review

Mariner reduced its First Trust Small Cap Core AlphaDEX Fund (FYX) stake by 4.3% in Q2 2026, selling an estimated $51.4K and leaving 8,560 shares worth $1.24M. The position accounts for ﹤0.01% of the portfolio, ranked #1791.

Mariner first reported a position in FYX in Q3 2024 and has held it in 8 quarters since. 204 funds tracked by Wall St. Rank hold FYX as of Q2 2026.

Mariner held 8,560 shares of First Trust Small Cap Core AlphaDEX Fund worth $1.24M as of Q2 2026.
Mariner sold 387 First Trust Small Cap Core AlphaDEX Fund shares in Q2 2026, an estimated $51.4K.
First Trust Small Cap Core AlphaDEX Fund made up ﹤0.01% of Mariner's portfolio in Q2 2026, its #1791 holding.
Mariner first reported a position in First Trust Small Cap Core AlphaDEX Fund in Q3 2024 and has held it in 8 quarters since.
204 funds tracked by Wall St. Rank held First Trust Small Cap Core AlphaDEX Fund as of Q2 2026.

Based on Mariner's 13F filing for Q2 2026, filed 13 Aug 2026.