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First Trust Small Cap Core AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
KAS
76
KPP Advisory Services
Kentucky
$466K +$488K +5,777 New
DFA
77
DHJJ Financial Advisors
Illinois
$447K +$169 +2 +0%
Stephens Inc
78
Stephens Inc
Arkansas
$444K – – –
SMC
79
Smith, Moore & Co
Missouri
$441K +$928 +11 +0.2%
SWM
80
Solano Wealth Management
California
$413K – – –
SCA
81
Snowden Capital Advisors
New York
$408K -$264K -3,128 -38%
IWM
82
Iams Wealth Management
Nebraska
$405K +$424K +5,026 New
US Bancorp
83
US Bancorp
Minnesota
$396K -$8.36K -99 -2%
TA
84
TFG Advisers
Michigan
$389K -$19K -225 -4%
IWN
85
Independent Wealth Network
Iowa
$377K -$46K -545 -10%
Oppenheimer & Co
86
Oppenheimer & Co
New York
$373K +$9.62K +114 +3%
Steward Partners Investment Advisory
87
Steward Partners Investment Advisory
New York
$373K +$14.4K +171 +4%
Carson Wealth (CWM LLC)
88
Carson Wealth (CWM LLC)
Nebraska
$359K +$130K +1,538 +53%
Goldman Sachs
89
Goldman Sachs
New York
$357K – – –
Northeast Financial Consultants
90
Northeast Financial Consultants
Connecticut
$355K – – –
EW
91
Element Wealth
Mississippi
$352K -$12K -142 -3%
Creative Planning
92
Creative Planning
Kansas
$318K +$7.93K +94 +2%
JP Morgan Chase
93
JP Morgan Chase
New York
$314K +$57.2K +678 +21%
Kestra Private Wealth Services
94
Kestra Private Wealth Services
Texas
$298K -$41.8K -495 -12%
HM Payson & Co
95
HM Payson & Co
Maine
$286K -$62.7K -743 -17%
Envestnet Portfolio Solutions
96
Envestnet Portfolio Solutions
Illinois
$283K +$296K +3,506 New
PCS
97
Personal CFO Solutions
New Jersey
$272K +$285K +3,371 New
Great Valley Advisor Group
98
Great Valley Advisor Group
Delaware
$270K +$169 +2 +0.1%
GIA
99
Gladstone Institutional Advisory
Florida
$242K +$1.6K +19 +0.6%
WE
100
Wealth Effects
Massachusetts
$238K – – –