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First Trust Small Cap Core AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
TA
76
TFG Advisers
Michigan
$415K +$948 +12 +0.2%
US Bancorp
77
US Bancorp
Minnesota
$412K +$34K +430 +9%
Oppenheimer & Co
78
Oppenheimer & Co
New York
$371K -$186K -2,350 -34%
EW
79
Element Wealth
Mississippi
$371K -$1.97K -25 -0.6%
Steward Partners Investment Advisory
80
Steward Partners Investment Advisory
New York
$366K -$39.5K -500 -10%
Goldman Sachs
81
Goldman Sachs
New York
$364K – – –
Northeast Financial Consultants
82
Northeast Financial Consultants
Connecticut
$362K – – –
HM Payson & Co
83
HM Payson & Co
Maine
$352K – – –
Kestra Private Wealth Services
84
Kestra Private Wealth Services
Texas
$345K -$68.8K -871 -17%
Apollon Wealth Management
85
Apollon Wealth Management
South Carolina
$333K -$63.2K -800 -16%
Creative Planning
86
Creative Planning
Kansas
$316K -$3.4K -43 -1%
CAAS
87
Capital Asset Advisory Services
Michigan
$297K -$39.5K -500 -12%
Farther Finance Advisors
88
Farther Finance Advisors
California
$282K +$711 +9 +0.3%
Great Valley Advisor Group
89
Great Valley Advisor Group
Delaware
$275K +$316 +4 +0.1%
VF
90
Virtu Financial
New York
$265K +$255K +3,225 New
JP Morgan Chase
91
JP Morgan Chase
New York
$265K +$73.9K +936 +41%
HBK Sorce Advisory
92
HBK Sorce Advisory
Pennsylvania
$255K -$32K -405 -12%
First Trust Advisors
93
First Trust Advisors
Illinois
$255K – – –
IFP Advisors
94
IFP Advisors
Florida
$248K -$42.2K -534 -15%
GIA
95
Gladstone Institutional Advisory
Florida
$245K -$158 -2 -0.1%
WE
96
Wealth Effects
Massachusetts
$243K – – –
Carson Wealth (CWM LLC)
97
Carson Wealth (CWM LLC)
Nebraska
$239K – – –
KFGK
98
Keystone Financial Group (Kentucky)
Kentucky
$238K +$228K +2,888 New
AE Wealth Management
99
AE Wealth Management
Kansas
$230K +$221K +2,801 New
Advisory Services Network
100
Advisory Services Network
Georgia
$225K +$209K +2,648 +2,847%