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First Trust Small Cap Core AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
BFEC
76
Benjamin F. Edwards & Company
Missouri
$12K
Fifth Third Bancorp
77
Fifth Third Bancorp
Ohio
$11K
TI
78
tru Independence
Oregon
$8K +$6.64K +135 +750%
PFBT
79
Parkside Financial Bank & Trust
Missouri
$4K
SFS
80
Sowell Financial Services
Arkansas
$3K
WEC
81
Winslow Evans & Crocker
Massachusetts
$2K -$49 -1 -3%
AF
82
Advisornet Financial
Minnesota
$2K
Jane Street
83
Jane Street
New York
-$1.1M -26,859 Closed
AWM
84
AE Wealth Management
Kansas
-$476K -11,584 Closed
TFA
85
Teamwork Financial Advisors
Texas
-$475K -11,559 Closed
TSS
86
Two Sigma Securities
New York
-$446K -10,837 Closed
SWM
87
SeaCrest Wealth Management
New York
-$418K -10,153 Closed
SS
88
Simplicity Solutions
Minnesota
-$407K -9,904 Closed
GIA
89
Gladstone Institutional Advisory
Florida
-$327K -7,941 Closed
PWA
90
Peterson Wealth Advisors
Utah
-$320K -7,788 Closed
RFN
91
RDA Financial Network
Iowa
-$231K -5,615 Closed
WAP
92
Wealthcare Advisory Partners
Pennsylvania
-$140K -3,396 Closed
ASN
93
Advisory Services Network
Georgia
-$65K -1,578 Closed
AIC
94
Ameritas Investment Company
Nebraska
-$50K -1,223 Closed
Fidelity Investments
95
Fidelity Investments
Massachusetts
-$6K -143 Closed
NFG
96
Next Financial Group
Texas
-$4K -107 Closed