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First Trust Small Cap Core AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
CFD
76
Creative Financial Designs
Indiana
$4K – – –
Citadel Advisors
77
Citadel Advisors
Florida
– -$5.87M -107,848 Closed
Virtu KCG Holdings
78
Virtu KCG Holdings
New York
– -$377K -6,920 Closed
Independent Advisor Alliance
79
Independent Advisor Alliance
North Carolina
– -$337K -6,380 Closed
TCI Wealth Advisors
80
TCI Wealth Advisors
Arizona
– -$145K -2,673 Closed
BIG
81
Bellwether Investment Group
Tennessee
– -$23K -416 Closed