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First Trust Small Cap Value AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
WWMSC
51
Wagner Wealth Management (South Carolina)
South Carolina
$229K -$6.87K -104 -3%
Private Wealth Asset Management
52
Private Wealth Asset Management
Iowa
$216K – – –
Koshinski Asset Management
53
Koshinski Asset Management
Illinois
$213K +$202K +3,055 New
D.A. Davidson & Co
54
D.A. Davidson & Co
Montana
$208K +$197K +2,979 New
Prospera Financial Services
55
Prospera Financial Services
Texas
$203K +$192K +2,908 New
Founders Financial Alliance
56
Founders Financial Alliance
North Carolina
$201K +$793 +12 +0.4%
Creative Financial Designs
57
Creative Financial Designs
Indiana
$89.8K -$12.6K -190 -13%
Capital Analysts LLC
58
Capital Analysts LLC
Pennsylvania
$88K -$46.5K -703 -36%
GAMMA Investing
59
GAMMA Investing
California
$87.9K – – –
Accordant Advisory Group
60
Accordant Advisory Group
Maryland
$69.8K – – –
Fidelity Investments
61
Fidelity Investments
Massachusetts
$60.5K – – –
Rockefeller Capital Management
62
Rockefeller Capital Management
New York
$57.2K +$132 +2 +0.2%
MTM Investment Management
63
MTM Investment Management
South Carolina
$42.2K – – –
Fifth Third Bancorp
64
Fifth Third Bancorp
Ohio
$36.3K +$34.4K +520 New
TCOT
65
Trust Company of Toledo
Ohio
$34.5K – – –
APFP
66
Action Point Financial Planning
Michigan
$29K +$27.5K +416 New
PNC Financial Services Group
67
PNC Financial Services Group
Pennsylvania
$14.4K +$66 +1 +0.5%
NBC Securities
68
NBC Securities
Alabama
$13.1K – – –
Regatta Research & Money Management
69
Regatta Research & Money Management
Louisiana
$12.8K +$12.1K +183 New
Global Retirement Partners
70
Global Retirement Partners
California
$11.9K +$11.2K +170 New
Spire Wealth Management
71
Spire Wealth Management
Virginia
$2.69K – – –
NewEdge Advisors
72
NewEdge Advisors
Louisiana
$1.05K +$991 +15 New
Transamerica Financial Advisors
73
Transamerica Financial Advisors
Florida
$853 – – –
Signature Estate & Investment Advisors
74
Signature Estate & Investment Advisors
California
– -$202K -3,275 Closed
Sound Income Strategies
75
Sound Income Strategies
Florida
– -$44.6K -722 Closed