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First Trust Small Cap Value AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SS
1
Simplicity Solutions
Minnesota
$14.9M +$48.2K +996 +0.4%
Morgan Stanley
2
Morgan Stanley
New York
$14.1M +$2.77M +57,266 +28%
Wells Fargo
3
Wells Fargo
California
$14M -$1.22M -25,273 -9%
BIP
4
Blueprint Investment Partners
North Carolina
$14M +$46.5K +961 +0.4%
LPL Financial
5
LPL Financial
California
$13.5M -$376K -7,785 -3%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$8.19M -$1.04M -21,536 -13%
PAG
7
Private Advisor Group
New Jersey
$4.99M +$307K +6,354 +7%
UBS Group
8
UBS Group
Switzerland
$4.5M +$280K +5,793 +8%
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$4.33M -$4.5M -93,089 -54%
BFEC
10
Benjamin F. Edwards & Company
Missouri
$4.09M +$1.72M +35,487 +89%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$3.93M +$2.06M +42,519 +143%
Truist Financial
12
Truist Financial
North Carolina
$3.7M -$4.43M -91,701 -57%
KWM
13
Kingsview Wealth Management
Oregon
$3.67M +$878K +18,166 +37%
RJFSA
14
Raymond James Financial Services Advisors
Florida
$3.16M -$395K -8,168 -12%
HI
15
Harbour Investments
Wisconsin
$3.12M -$63.6K -1,316 -2%
Baird Financial Group
16
Baird Financial Group
Wisconsin
$2.03M +$1.8M +37,273 New
Stifel Financial
17
Stifel Financial
Missouri
$1.9M +$686K +14,188 +69%
Osaic Holdings
18
Osaic Holdings
Arizona
$1.72M -$409K -8,460 -21%
AWS
19
Atria Wealth Solutions
New York
$1.7M +$268K +5,536 +22%
KAS
20
Kestra Advisory Services
Texas
$1.57M +$147K +3,039 +12%
RJA
21
Raymond James & Associates
Florida
$1.35M -$407K -8,412 -25%
US Bancorp
22
US Bancorp
Minnesota
$1.34M +$54.7K +1,132 +5%
BAM
23
Belpointe Asset Management
Nevada
$1.33M -$85.2K -1,762 -7%
JIP
24
Jaffetilchin Investment Partners
Florida
$1.25M +$1.12M +23,069 New
TRCT
25
Tower Research Capital (TRC)
New York
$1.25M +$332K +6,865 +42%