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First Trust Small Cap Value AlphaDEX Fund
FYT

Name Holding Trade Value Shares
Change 		Change in
Stake
Wells Fargo
1
Wells Fargo
California
$17M +$2.87M +54,578 +21%
SW
2
Simplicity Wealth
New Jersey
$15M +$14.4M +275,221 New
LPL Financial
3
LPL Financial
California
$14.2M +$658K +12,543 +5%
Morgan Stanley
4
Morgan Stanley
New York
$14.1M +$16.3K +310 +0.1%
BIP
5
Blueprint Investment Partners
North Carolina
$14.1M +$83.7K +1,595 +0.6%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$8.45M +$254K +4,847 +3%
RIA
7
Regal Investment Advisors
Michigan
$6.93M +$6.7M +127,623 New
PAG
8
Private Advisor Group
New Jersey
$5.23M +$236K +4,489 +5%
RJA
9
Raymond James & Associates
Florida
$4.77M +$3.31M +63,134 +255%
BFEC
10
Benjamin F. Edwards & Company
Missouri
$4.52M +$420K +7,993 +11%
KWM
11
Kingsview Wealth Management
Oregon
$4.02M +$339K +6,463 +10%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$3.98M +$50.2K +956 +1%
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$3.59M -$707K -13,463 -17%
HI
14
Harbour Investments
Wisconsin
$3.43M +$305K +5,812 +10%
UBS Group
15
UBS Group
Switzerland
$2.98M -$1.47M -27,929 -34%
Truist Financial
16
Truist Financial
North Carolina
$2.87M -$796K -15,157 -22%
Stifel Financial
17
Stifel Financial
Missouri
$2.65M +$727K +13,850 +40%
RJFSA
18
Raymond James Financial Services Advisors
Florida
$2.3M -$822K -15,653 -27%
Susquehanna International Group
19
Susquehanna International Group
Pennsylvania
$2.23M +$1.9M +36,250 +764%
Baird Financial Group
20
Baird Financial Group
Wisconsin
$2.13M +$98.6K +1,879 +5%
KAS
21
Kestra Advisory Services
Texas
$1.63M +$58K +1,104 +4%
AWS
22
Atria Wealth Solutions
New York
$1.62M -$73.5K -1,401 -4%
Osaic Holdings
23
Osaic Holdings
Arizona
$1.57M -$140K -2,676 -8%
Citadel Advisors
24
Citadel Advisors
Florida
$1.44M +$1.4M +26,574 New
US Bancorp
25
US Bancorp
Minnesota
$1.37M +$34.3K +654 +3%
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