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First Trust Small Cap Value AlphaDEX Fund
FYT

Name Holding Trade Value Shares
Change 		Change in
Stake
Wells Fargo
1
Wells Fargo
California
$15.7M -$3.92M -86,846 -20%
GVAG
2
Great Valley Advisor Group
Delaware
$14.3M -$95.7K -2,118 -0.7%
LPL Financial
3
LPL Financial
California
$12.6M +$116K +2,565 +0.9%
Morgan Stanley
4
Morgan Stanley
New York
$12M -$11.3M -250,364 -49%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$8.28M +$821K +18,177 +11%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$7.87M +$2.71M +60,062 +52%
UBS Group
7
UBS Group
Switzerland
$3.84M -$1.67M -37,018 -30%
BIP
8
Blueprint Investment Partners
North Carolina
$3.74M +$3.75M +83,098 New
RJA
9
Raymond James & Associates
Florida
$2.8M -$1.81M -40,169 -39%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$2.6M +$1.37M +30,349 +111%
FTUS
11
Flow Traders U.S.
New York
$2.33M +$2.09M +46,296 +841%
HI
12
Harbour Investments
Wisconsin
$2.33M +$98.9K +2,190 +4%
KWM
13
Kingsview Wealth Management
Oregon
$2.09M +$66.6K +1,475 +3%
Osaic Holdings
14
Osaic Holdings
Arizona
$1.91M -$253K -5,612 -12%
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$1.76M +$1.06M +23,546 +152%
BAM
16
Belpointe Asset Management
Nevada
$1.72M +$1.47M +32,653 +594%
BFEC
17
Benjamin F. Edwards & Company
Missouri
$1.44M -$851K -18,846 -37%
AWS
18
Atria Wealth Solutions
New York
$1.28M -$702K -15,543 -35%
First Trust Advisors
19
First Trust Advisors
Illinois
$1.27M -$3.78M -83,799 -75%
KAS
20
Kestra Advisory Services
Texas
$1.12M +$142K +3,143 +14%
CFD
21
Creative Financial Designs
Indiana
$1.06M -$157K -3,470 -13%
US Bancorp
22
US Bancorp
Minnesota
$1.01M -$49.6K -1,099 -5%
TFA
23
Transamerica Financial Advisors
Florida
$905K -$535K -11,837 -37%
Stifel Financial
24
Stifel Financial
Missouri
$826K -$818K -18,113 -50%
Envestnet Asset Management
25
Envestnet Asset Management
Illinois
$799K +$56.8K +1,258 +8%
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