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First Trust Small Cap Value AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$13.5M -$2.14M -48,124 -14%
Wells Fargo
2
Wells Fargo
California
$13.4M -$4.38M -98,700 -25%
SS
3
Simplicity Solutions
Minnesota
$12.4M +$2.3M +51,891 +24%
BIP
4
Blueprint Investment Partners
North Carolina
$11.7M +$2.59M +58,386 +30%
Morgan Stanley
5
Morgan Stanley
New York
$11M -$10.6M -238,737 -50%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$9.26M +$3.07M +69,203 +53%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$8.96M +$776K +17,473 +10%
Truist Financial
8
Truist Financial
North Carolina
$7.99M +$169K +3,797 +2%
PAG
9
Private Advisor Group
New Jersey
$3.97M -$135K -3,049 -3%
UBS Group
10
UBS Group
Switzerland
$3.26M -$726K -16,357 -19%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$3.07M -$37.9K -854 -1%
HI
12
Harbour Investments
Wisconsin
$2.61M +$95.5K +2,150 +4%
KWM
13
Kingsview Wealth Management
Oregon
$2.23M +$133 +3 +0%
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$2.13M +$1.05M +23,617 +105%
Osaic Holdings
15
Osaic Holdings
Arizona
$2.1M -$216K -4,868 -10%
BFEC
16
Benjamin F. Edwards & Company
Missouri
$1.88M -$584K -13,160 -24%
RJA
17
Raymond James & Associates
Florida
$1.77M -$3.47M -78,094 -67%
BAM
18
Belpointe Asset Management
Nevada
$1.73M +$14.6K +328 +0.9%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$1.43M -$1.24M -27,857 -47%
KAS
20
Kestra Advisory Services
Texas
$1.2M -$30.2K -681 -3%
TRCT
21
Tower Research Capital (TRC)
New York
$1.11M +$427K +9,615 +67%
US Bancorp
22
US Bancorp
Minnesota
$1.08M +$14.3K +323 +1%
Stifel Financial
23
Stifel Financial
Missouri
$945K -$235K -5,287 -20%
AWS
24
Atria Wealth Solutions
New York
$895K -$150K -3,385 -15%
MOS
25
MGO One Seven
Ohio
$767K