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First Trust Small Cap Value AlphaDEX Fund
FYT

Name Holding Trade Value Shares
Change 		Change in
Stake
Truist Financial
1
Truist Financial
North Carolina
$7.62M +$7.83M +247,170 New
Morgan Stanley
2
Morgan Stanley
New York
$5.73M -$109K -3,435 -2%
Bank of America
3
Bank of America
North Carolina
$3.77M -$101K -3,188 -3%
LPL Financial
4
LPL Financial
California
$2.9M -$200K -6,331 -6%
UBS Group
5
UBS Group
Switzerland
$1.7M +$273K +8,634 +19%
Wells Fargo
6
Wells Fargo
California
$1.3M -$213K -6,735 -14%
Susquehanna International Group
7
Susquehanna International Group
Pennsylvania
$1.06M +$1.09M +34,439 New
BFEC
8
Benjamin F. Edwards & Company
Missouri
$1.02M +$482K +15,206 +85%
US Bancorp
9
US Bancorp
Minnesota
$970K +$101K +3,188 +11%
BAM
10
Belpointe Asset Management
Nevada
$914K +$939K +29,666 New
Koshinski Asset Management
11
Koshinski Asset Management
Illinois
$837K -$3.74K -118 -0.5%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$811K +$1.36K +43 +0.2%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$773K -$1.31M -41,350 -62%
Citadel Advisors
14
Citadel Advisors
Florida
$714K +$734K +23,165 New
Stifel Financial
15
Stifel Financial
Missouri
$545K +$276K +8,711 +97%
RJA
16
Raymond James & Associates
Florida
$516K +$212K +6,703 +67%
Osaic Holdings
17
Osaic Holdings
Arizona
$439K -$22.2K -702 -5%
KWM
18
Kingsview Wealth Management
Oregon
$319K +$116K +3,678 +55%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$277K +$2.34K +74 +0.8%
MRCM
20
M&R Capital Management
New Jersey
$263K – – –
CPIG
21
Chicago Partners Investment Group
Illinois
$235K -$8.49K -268 -4%
DADC
22
D.A. Davidson & Co
Montana
$220K -$14.8K -466 -6%
IWA
23
Intercontinental Wealth Advisors
Texas
$200K -$124K -3,900 -38%
Citigroup
24
Citigroup
New York
$191K – – –
PB
25
Pinnacle Bancorp
Nebraska
$111K +$114K +3,600 New
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