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First Trust Small Cap Value AlphaDEX Fund
FYT

Name Holding Trade Value Shares
Change 		Change in
Stake
BIP
1
Blueprint Investment Partners
North Carolina
$13.1M -$1.34M -25,149 -9%
LPL Financial
2
LPL Financial
California
$11M -$427K -8,018 -4%
Morgan Stanley
3
Morgan Stanley
New York
$8.74M -$323K -6,071 -3%
Wells Fargo
4
Wells Fargo
California
$8.25M -$2.97M -55,891 -25%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$5.33M -$3.54M -66,505 -38%
Raymond James Financial
6
Raymond James Financial
Florida
$4.86M +$2.25M +42,276 +76%
KWM
7
Kingsview Wealth Management
Oregon
$4.73M -$657K -12,350 -11%
PWS
8
Proactive Wealth Strategies
Georgia
$3.57M -$108K -2,038 -3%
UBS Group
9
UBS Group
Switzerland
$2.84M -$115K -2,171 -4%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$2.43M -$164K -3,091 -6%
Truist Financial
11
Truist Financial
North Carolina
$2.4M -$205K -3,859 -7%
TRCT
12
Tower Research Capital (TRC)
New York
$2.09M -$11.7K -219 -0.5%
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$1.75M +$1.37M +25,724 +270%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$1.72M -$299K -5,622 -14%
Two Sigma Investments
15
Two Sigma Investments
New York
$1.66M +$1.36M +25,500 +327%
KAS
16
Kestra Advisory Services
Texas
$1.47M -$196K -3,676 -11%
US Bancorp
17
US Bancorp
Minnesota
$1.42M +$62.8K +1,181 +4%
Cetera Investment Advisers
18
Cetera Investment Advisers
Illinois
$1.18M +$355K +6,676 +39%
JP Morgan Chase
19
JP Morgan Chase
New York
$1.04M +$1.11M +20,950 New
DWP
20
Daymark Wealth Partners
Ohio
$1.04M +$1.11M +20,914 New
PAG
21
Private Advisor Group
New Jersey
$973K -$2.96M -55,620 -74%
Stifel Financial
22
Stifel Financial
Missouri
$820K +$245K +4,608 +39%
Osaic Holdings
23
Osaic Holdings
Arizona
$810K -$28K -526 -3%
AAS
24
Avantax Advisory Services
Texas
$710K -$18.8K -354 -2%
BEI
25
Benjamin Edwards Inc
Missouri
$695K +$743K +13,970 New
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