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First Trust Small Cap Value AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SW
1
Simplicity Wealth
New Jersey
$16M +$35.9K +634 +0.2%
BIP
2
Blueprint Investment Partners
North Carolina
$15.9M +$1.85M +32,743 +13%
LPL Financial
3
LPL Financial
California
$12.6M -$449K -7,929 -3%
Wells Fargo
4
Wells Fargo
California
$12.2M -$1.06M -18,792 -8%
Morgan Stanley
5
Morgan Stanley
New York
$10M +$39.1K +690 +0.4%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$9.55M +$4.93M +87,078 +101%
KWM
7
Kingsview Wealth Management
Oregon
$5.91M -$555K -9,800 -8%
PAG
8
Private Advisor Group
New Jersey
$4.14M -$199K -3,522 -4%
PWS
9
Proactive Wealth Strategies
Georgia
$4.06M -$246K -4,350 -6%
UBS Group
10
UBS Group
Switzerland
$3.26M +$330K +5,821 +11%
Raymond James Financial
11
Raymond James Financial
Florida
$3.05M +$3.14M +55,521 New
Truist Financial
12
Truist Financial
North Carolina
$2.87M -$57.3K -1,012 -2%
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$2.86M -$675K -11,918 -19%
TRCT
14
Tower Research Capital (TRC)
New York
$2.32M +$1.44M +25,430 +152%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$2.21M +$168K +2,961 +8%
KAS
16
Kestra Advisory Services
Texas
$1.83M +$187K +3,303 +11%
US Bancorp
17
US Bancorp
Minnesota
$1.5M +$37.8K +668 +3%
PWP
18
Prasad Wealth Partners
Ohio
$1.23M +$1.26M +22,270 New
AWS
19
Atria Wealth Solutions
New York
$1.16M +$212K +3,747 +22%
Cetera Investment Advisers
20
Cetera Investment Advisers
Illinois
$939K +$279K +4,936 +41%
Osaic Holdings
21
Osaic Holdings
Arizona
$925K -$54.7K -967 -5%
BAM
22
Belpointe Asset Management
Nevada
$852K +$35.8K +633 +4%
AAS
23
Avantax Advisory Services
Texas
$805K +$19.2K +339 +2%
FTUS
24
Flow Traders U.S.
New York
$760K +$783K +13,824 New
PB
25
Pinnacle Bancorp
Nebraska
$738K +$113K +2,000 +18%