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First Trust Small Cap Value AlphaDEX Fund
FYT

Name Holding Trade Value Shares
Change 		Change in
Stake
Wells Fargo
1
Wells Fargo
California
$35.1M +$9.75M +188,476 +38%
Morgan Stanley
2
Morgan Stanley
New York
$29.1M +$5.57M +107,735 +23%
LPL Financial
3
LPL Financial
California
$20.9M +$1.92M +37,068 +10%
GVAG
4
Great Valley Advisor Group
Delaware
$13.3M +$1.52M +29,318 +13%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$9.99M +$457K +8,843 +5%
OPOWM
6
One Plus One Wealth Management
Florida
$6.5M +$229K +4,433 +4%
UBS Group
7
UBS Group
Switzerland
$6.01M +$3.37M +65,221 +124%
RJA
8
Raymond James & Associates
Florida
$5.28M +$173K +3,344 +3%
First Trust Advisors
9
First Trust Advisors
Illinois
$5.16M +$5.22M +100,919 New
PAG
10
Private Advisor Group
New Jersey
$4.88M +$172K +3,334 +4%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$4.81M +$212K +4,102 +5%
Truist Financial
12
Truist Financial
North Carolina
$4.42M -$1.48M -28,643 -25%
Osaic Holdings
13
Osaic Holdings
Arizona
$3.87M +$2.16M +41,825 +124%
Stifel Financial
14
Stifel Financial
Missouri
$3.56M +$1.47M +28,356 +69%
BFEC
15
Benjamin F. Edwards & Company
Missouri
$3.19M +$118K +2,286 +4%
AWS
16
Atria Wealth Solutions
New York
$2.9M +$2.93M +56,671 New
SMF
17
Sterling Manor Financial
New York
$2.16M +$2.19M +42,335 New
KWM
18
Kingsview Wealth Management
Oregon
$2.08M -$69.8K -1,349 -3%
Rockefeller Capital Management
19
Rockefeller Capital Management
New York
$1.81M +$1.83M +35,426 New
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$1.33M +$253K +4,900 +23%
CFD
21
Creative Financial Designs
Indiana
$1.3M +$21.5K +416 +2%
US Bancorp
22
US Bancorp
Minnesota
$1.17M +$58.8K +1,137 +5%
GSC
23
G&S Capital
Colorado
$1.15M +$1.17M +22,523 New
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$1.13M +$321K +6,213 +39%
TCM
25
Triumph Capital Management
Colorado
$1.03M +$355K +6,865 +52%
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