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First Trust Small Cap Value AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Stifel Financial
26
Stifel Financial
Missouri
$671K -$174K -2,625 -21%
TCFG Investment Advisors
27
TCFG Investment Advisors
California
$630K – – –
Chicago Partners Investment Group
28
Chicago Partners Investment Group
Illinois
$612K -$6.48K -98 -1%
MML Investors Services
29
MML Investors Services
Massachusetts
$588K +$52.9K +800 +10%
Baird Financial Group
30
Baird Financial Group
Wisconsin
$500K +$33K +500 +8%
Private Advisor Group
31
Private Advisor Group
New Jersey
$455K -$4.16K -63 -1%
Waverly Advisors
32
Waverly Advisors
Alabama
$427K -$8.33K -126 -2%
Wealth Enhancement Advisory Services
33
Wealth Enhancement Advisory Services
Minnesota
$384K +$3.04K +46 +0.8%
JP Morgan Chase
34
JP Morgan Chase
New York
$368K -$47.1K -713 -12%
Tower Research Capital (TRC)
35
Tower Research Capital (TRC)
New York
$367K +$269K +4,066 +341%
Harbour Investments
36
Harbour Investments
Wisconsin
$356K -$9.6K -145 -3%
Advisory Alpha
37
Advisory Alpha
Michigan
$350K +$1.45K +22 +0.4%
Prosperity Capital Advisors
38
Prosperity Capital Advisors
Ohio
$339K +$321K +4,856 New
Advisory Advocates
39
Advisory Advocates
Michigan
$328K +$66 +1 +0%
&Partners
40
&Partners
Tennessee
$311K +$306K +4,624 New
Medallion Wealth Advisors
41
Medallion Wealth Advisors
Connecticut
$306K -$19.6K -297 -6%
Prasad Wealth Partners
42
Prasad Wealth Partners
Ohio
$306K +$1.12K +17 +0.4%
Focus Partners Advisor Solutions
43
Focus Partners Advisor Solutions
Missouri
$255K – – –
Northwest Wealth Management
44
Northwest Wealth Management
Iowa
$255K – – –
Level Four Advisory Services
45
Level Four Advisory Services
Texas
$251K – – –
Corient Private Wealth
46
Corient Private Wealth
Florida
$249K – – –
Janney Montgomery Scott
47
Janney Montgomery Scott
Pennsylvania
$247K -$13K -197 -5%
Belpointe Asset Management
48
Belpointe Asset Management
Nevada
$237K +$224K +3,388 New
Warner Group
49
Warner Group
Connecticut
$235K +$222K +3,360 New
Flow Traders U.S.
50
Flow Traders U.S.
New York
$232K +$219K +3,318 New