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First Trust Small Cap Value AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
MRCM
26
M&R Capital Management
New Jersey
$218K +$59.2K +1,750 +36%
Citigroup
27
Citigroup
New York
$211K
LTFS
28
Ladenburg Thalmann Financial Services
Florida
$204K -$41.6K -1,231 -17%
PNC Financial Services Group
29
PNC Financial Services Group
Pennsylvania
$138K +$203 +6 +0.1%
WA
30
WFG Advisors
Texas
$90K +$1.69K +50 +2%
Creative Planning
31
Creative Planning
Kansas
$68K
GWM
32
Geneos Wealth Management
Colorado
$48K
FHA
33
First Horizon Advisors
Tennessee
$29K -$132K -3,907 -82%
IA
34
IFP Advisors
Florida
$14K
SPIA
35
Steward Partners Investment Advisory
New York
$13K
Envestnet Asset Management
36
Envestnet Asset Management
Illinois
$4K -$355K -10,505 -99%
TRCT
37
Tower Research Capital (TRC)
New York
$4K +$4.39K +130 New
HA
38
Hays Advisory
Tennessee
-$13.4M -392,531 Closed
BTS
39
BB&T Securities
Virginia
-$10.2M -298,047 Closed
Citadel Advisors
40
Citadel Advisors
Florida
-$1.22M -35,745 Closed
CWM
41
Cornerstone Wealth Management
Missouri
-$586K -17,756 Closed
JIP
42
Jaffetilchin Investment Partners
Florida
-$404K -11,844 Closed
HFS
43
HL Financial Services
Kentucky
-$221K -6,482 Closed
IPC
44
Independent Portfolio Consultants
Florida
-$16K -480 Closed
PS
45
Portfolio Solutions
Michigan
-$10K -299 Closed
NFG
46
Next Financial Group
Texas
-$2K -56 Closed