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First Trust Materials AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SI
26
Stephens Inc
Arkansas
$1.87M +$1.81M +56,077 New
CS
27
Credit Suisse
Switzerland
$1.51M -$116K -3,593 -7%
SFU
28
Stonehage Fleming (UK)
United Kingdom
$1.47M -$313K -9,670 -18%
PAG
29
Private Advisor Group
New Jersey
$1.04M +$488K +15,068 +94%
Deutsche Bank
30
Deutsche Bank
Germany
$829K +$386K +11,939 +92%
Goldman Sachs
31
Goldman Sachs
New York
$758K +$736K +22,762 New
PFS
32
Prospera Financial Services
Texas
$544K +$134K +4,134 +34%
Ameriprise
33
Ameriprise
Minnesota
$543K +$24.5K +756 +5%
SAM
34
Shamrock Asset Management
Texas
$453K +$146K +4,527 +50%
B
35
Baird
Wisconsin
$440K +$428K +13,218 New
JP Morgan Chase
36
JP Morgan Chase
New York
$437K -$86.4K -2,669 -17%
OC
37
Oppenheimer & Co
New York
$429K -$36.1K -1,115 -8%
AI
38
Atria Investments
North Carolina
$367K +$357K +11,027 New
RIA
39
Regal Investment Advisors
Michigan
$337K +$327K +10,106 New
FHC
40
First Heartland Consultants
Missouri
$334K +$325K +10,045 New
NA
41
Navellier & Associates
Nevada
$309K +$19K +588 +7%
Creative Planning
42
Creative Planning
Kansas
$303K +$294K +9,100 New
SB
43
Suntrust Banks
Georgia
$265K +$258K +7,972 New
AIM
44
Astor Investment Management
Illinois
$258K +$251K +7,745 New
FAAS
45
First Allied Advisory Services
California
$237K +$229K +7,092 New
HFS
46
HL Financial Services
Kentucky
$213K +$207K +6,386 New
WEC
47
Winslow Evans & Crocker
Massachusetts
$212K +$75.8K +2,342 +58%
Fifth Third Bancorp
48
Fifth Third Bancorp
Ohio
$133K +$129K +4,000 New
Citigroup
49
Citigroup
New York
$118K -$16.2K -501 -12%
LTFS
50
Ladenburg Thalmann Financial Services
Florida
$116K +$162 +5 +0.1%