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First Trust Materials AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$671M +$72.7M +1,085,821 +12%
Wells Fargo
2
Wells Fargo
California
$112M +$21.4M +319,912 +23%
Morgan Stanley
3
Morgan Stanley
New York
$103M +$14.9M +222,904 +16%
LPL Financial
4
LPL Financial
California
$47.7M +$8.89M +132,763 +22%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$35.6M -$689K -10,290 -2%
Bank of America
6
Bank of America
North Carolina
$34.4M +$2.42M +36,174 +7%
RJA
7
Raymond James & Associates
Florida
$30.2M +$3.47M +51,810 +13%
Ameriprise
8
Ameriprise
Minnesota
$26.6M +$2.72M +40,685 +11%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$21.8M -$1.33M -19,848 -6%
NA
10
NewEdge Advisors
Louisiana
$17.1M +$3.31M +49,461 +23%
ODG
11
O'Dell Group
Ohio
$16.2M +$1.17M +17,540 +8%
Baird Financial Group
12
Baird Financial Group
Wisconsin
$15.6M +$2.65M +39,510 +20%
UBS Group
13
UBS Group
Switzerland
$15.5M -$2.36M -35,255 -13%
Stifel Financial
14
Stifel Financial
Missouri
$14.5M +$5.58M +83,345 +60%
AWM
15
AE Wealth Management
Kansas
$13.8M +$13.5M +201,575 +2,003%
ASN
16
Advisory Services Network
Georgia
$11.5M +$1.24M +18,451 +12%
BFEC
17
Benjamin F. Edwards & Company
Missouri
$11.5M -$212K -3,172 -2%
Truist Financial
18
Truist Financial
North Carolina
$11.3M +$13.7K +204 +0.1%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$10.8M -$334K -4,991 -3%
DADC
20
D.A. Davidson & Co
Montana
$10.5M +$10.5M +156,762 +4,285%
Envestnet Asset Management
21
Envestnet Asset Management
Illinois
$9.9M +$1.89M +28,214 +23%
VCM
22
Virtue Capital Management
Tennessee
$9.28M +$10.2M +151,752 New
CA
23
Crumly & Associates
Illinois
$9.21M -$116K -1,732 -1%
WWA
24
WCG Wealth Advisors
Nevada
$8.73M +$566K +8,455 +7%
CA
25
Cetera Advisors
Colorado
$7.62M +$58.1K +867 +0.7%