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First Trust Materials AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$27.1M -$2.21M -34,553 -7%
LPL Financial
2
LPL Financial
California
$14.1M -$2.01M -31,427 -11%
Bank of America
3
Bank of America
North Carolina
$12.6M -$2.04M -31,972 -13%
Morgan Stanley
4
Morgan Stanley
New York
$10.8M -$2.25M -35,186 -16%
CPG
5
Cornerstone Planning Group
New Jersey
$9.28M +$1.3M +20,406 +15%
UBS Group
6
UBS Group
Switzerland
$7.14M -$1.29M -20,099 -14%
Goldman Sachs
7
Goldman Sachs
New York
$6M +$879K +13,747 +15%
Ameriprise
8
Ameriprise
Minnesota
$5.96M -$224K -3,501 -3%
Raymond James Financial
9
Raymond James Financial
Florida
$5.61M +$6.31M +98,691 New
Cetera Investment Advisers
10
Cetera Investment Advisers
Illinois
$4.97M -$349K -5,460 -6%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$3.85M +$3.6M +56,267 +489%
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$3.39M -$199K -3,107 -5%
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$3.23M +$197K +3,082 +6%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$2.86M -$255K -3,984 -7%
Citadel Advisors
15
Citadel Advisors
Florida
$2.73M +$362K +5,665 +13%
Jane Street
16
Jane Street
New York
$2.63M +$221K +3,451 +8%
Stifel Financial
17
Stifel Financial
Missouri
$2.52M +$168K +2,623 +6%
Truist Financial
18
Truist Financial
North Carolina
$2.39M +$280K +4,386 +12%
PCH
19
PGIM Custom Harvest
New Jersey
$2.29M +$2.21M +34,518 +604%
Susquehanna International Group
20
Susquehanna International Group
Pennsylvania
$2.21M +$1.91M +29,868 +332%
Osaic Holdings
21
Osaic Holdings
Arizona
$1.72M +$16.6K +259 +0.9%
SA
22
Sanctuary Advisors
Indiana
$1.63M +$78.6K +1,230 +5%
Rockefeller Capital Management
23
Rockefeller Capital Management
New York
$1.62M -$50.8K -794 -3%
HI
24
Harbour Investments
Wisconsin
$1.22M -$82.8K -1,295 -6%
BCA
25
Bay Colony Advisors
Massachusetts
$1.1M -$385K -6,014 -24%