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First Trust Materials AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$557M +$26.4M +441,134 +5%
Wells Fargo
2
Wells Fargo
California
$84.2M +$116K +1,946 +0.1%
Morgan Stanley
3
Morgan Stanley
New York
$82.3M -$81.2K -1,357 -0.1%
LPL Financial
4
LPL Financial
California
$36.2M -$9.09M -151,912 -20%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$33.7M -$5.12M -85,512 -13%
Bank of America
6
Bank of America
North Carolina
$29.7M -$1.53M -25,628 -5%
RJA
7
Raymond James & Associates
Florida
$24.9M -$9.52M -159,124 -28%
Ameriprise
8
Ameriprise
Minnesota
$22.2M -$7.58M -126,621 -26%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$21.4M +$447K +7,462 +2%
UBS Group
10
UBS Group
Switzerland
$16.5M +$1.55M +25,871 +11%
ODG
11
O'Dell Group
Ohio
$14M -$994K -16,605 -7%
Baird Financial Group
12
Baird Financial Group
Wisconsin
$12.1M -$1.4M -23,334 -10%
BFEC
13
Benjamin F. Edwards & Company
Missouri
$10.8M -$1.71M -28,609 -14%
Truist Financial
14
Truist Financial
North Carolina
$10.5M -$2.21M -36,850 -18%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$10.3M +$135K +2,261 +1%
ASN
16
Advisory Services Network
Georgia
$9.54M +$365K +6,102 +4%
CA
17
Crumly & Associates
Illinois
$8.65M -$3.32M -55,557 -28%
Stifel Financial
18
Stifel Financial
Missouri
$8.42M -$2.51M -41,916 -23%
WWA
19
WCG Wealth Advisors
Nevada
$7.59M +$524K +8,759 +8%
Envestnet Asset Management
20
Envestnet Asset Management
Illinois
$7.48M -$897K -14,982 -11%
CA
21
Cetera Advisors
Colorado
$7.02M -$8.98K -150 -0.1%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$6.12M -$240K -4,016 -4%
CWP
23
Cyndeo Wealth Partners
Florida
$6.02M +$5.94M +99,293 New
NC
24
NewSquare Capital
Pennsylvania
$5.81M -$10.5M -175,580 -65%
Goldman Sachs
25
Goldman Sachs
New York
$5.18M +$928K +15,505 +22%