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First Trust Materials AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
NA
1
Navellier & Associates
Nevada
$58.9M +$53.8M +1,908,202 +1,588%
Wells Fargo
2
Wells Fargo
California
$33.8M +$7.62M +270,258 +30%
Morgan Stanley
3
Morgan Stanley
New York
$27.9M +$2.1M +74,292 +8%
FSIM
4
F-Squared Investment Management
Massachusetts
$27.2M +$26.5M +937,874 New
PPA
5
Parametric Portfolio Associates
Washington
$18.7M +$6.72M +238,362 +59%
BFA
6
Beaumont Financial Advisors
Massachusetts
$9.38M +$2.72M +96,272 +42%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$8.05M +$2.73M +96,731 +54%
U
8
UBS
Switzerland
$7.37M +$582K +20,630 +9%
Bank of America
9
Bank of America
North Carolina
$4.77M +$923K +32,717 +25%
PI
10
Placemark Investments
Illinois
$4.75M +$1.61M +57,031 +53%
SNC
11
Stifel Nicolaus & Co
Missouri
$3.53M -$136K -4,805 -4%
HighTower Advisors
12
HighTower Advisors
Illinois
$3.01M +$350K +12,419 +14%
FA
13
FDx Advisors
Illinois
$2.77M +$807K +28,632 +43%
BTS
14
BB&T Securities
Virginia
$2.48M +$728K +25,797 +43%
RJA
15
Raymond James & Associates
Florida
$2.38M +$225K +7,973 +11%
SAM
16
SignalPoint Asset Management
Missouri
$1.94M -$531K -18,833 -22%
Janney Montgomery Scott
17
Janney Montgomery Scott
Pennsylvania
$1.65M +$1.6M +56,816 New
WF
18
WealthTrust Fairport
Ohio
$1.54M +$131K +4,633 +10%
JP Morgan Chase
19
JP Morgan Chase
New York
$1.32M +$138K +4,904 +12%
CS
20
Credit Suisse
Switzerland
$1.21M +$854K +30,291 +270%
PFS
21
Prospera Financial Services
Texas
$1.02M +$4.54K +161 +0.5%
LPL Financial
22
LPL Financial
California
$991K -$62.5K -2,215 -6%
Deutsche Bank
23
Deutsche Bank
Germany
$744K +$383K +13,593 +112%
VFS
24
VSR Financial Services
Kansas
$688K +$669K +23,705 New
JG
25
Jefferies Group
New York
$614K +$596K +21,135 New