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First Trust Materials AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$39.6M -$469K -10,955 -1%
Wells Fargo
2
Wells Fargo
California
$30M -$437K -10,208 -1%
Bank of America
3
Bank of America
North Carolina
$13.6M -$1.91M -44,681 -12%
AIM
4
Astor Investment Management
Illinois
$6.59M +$4.84M +112,938 +253%
UBS Group
5
UBS Group
Switzerland
$5.69M -$1.71M -39,871 -23%
KCM
6
Karp Capital Management
California
$4.59M +$29.1K +678 +0.6%
LPL Financial
7
LPL Financial
California
$4.36M -$789K -18,402 -15%
Ameriprise
8
Ameriprise
Minnesota
$4.07M +$2.95M +68,775 +242%
HighTower Advisors
9
HighTower Advisors
Illinois
$3.56M -$31.3K -731 -0.9%
RJA
10
Raymond James & Associates
Florida
$3.24M -$1.39M -32,345 -29%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$2.94M +$781K +18,229 +35%
WAS
12
Winch Advisory Services
Wisconsin
$2.43M +$260K +6,056 +12%
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$2.39M +$530K +12,373 +28%
VF
14
Virtu Financial
New York
$2.35M -$1.59M -36,986 -40%
WA
15
WESPAC Advisors
California
$2.31M +$2.37M +55,284 New
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$2.21M -$1.6M -37,234 -41%
AA
17
Advisory Alpha
Michigan
$2.16M -$4.37M -102,048 -67%
Susquehanna International Group
18
Susquehanna International Group
Pennsylvania
$2.12M +$1.33M +30,959 +158%
Jane Street
19
Jane Street
New York
$1.84M +$1.4M +32,765 +292%
HH
20
Hilltop Holdings
Texas
$1.81M +$1.85M +43,192 New
GFPC
21
Global Financial Private Capital
Florida
$1.79M +$1.32M +30,715 +252%
SB
22
Suntrust Banks
Georgia
$1.77M +$2.36K +55 +0.1%
TCM
23
Telos Capital Management
California
$1.63M +$53.1K +1,240 +3%
UCFA
24
United Capital Financial Advisors
Texas
$1.59M -$201K -4,700 -11%
OC
25
Oppenheimer & Co
New York
$1.44M -$176K -4,100 -11%