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First Trust Materials AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$655M +$589M +9,148,624 New
Wells Fargo
2
Wells Fargo
California
$109M +$39.9M +619,424 +68%
Morgan Stanley
3
Morgan Stanley
New York
$101M +$45M +699,143 +99%
LPL Financial
4
LPL Financial
California
$50.1M +$17.7M +275,626 +65%
Bank of America
5
Bank of America
North Carolina
$47.2M +$13.5M +209,394 +47%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$44.3M +$27.8M +431,666 +231%
RJA
7
Raymond James & Associates
Florida
$32.2M +$13.9M +215,584 +92%
Ameriprise
8
Ameriprise
Minnesota
$29.6M +$816K +12,675 +3%
Truist Financial
9
Truist Financial
North Carolina
$26.7M +$16.3M +253,937 +214%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$24.8M +$10.2M +157,773 +83%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$19.9M +$15.8M +246,169 +773%
NC
12
NewSquare Capital
Pennsylvania
$18.8M +$16.9M +262,760 New
UBS Group
13
UBS Group
Switzerland
$18.2M +$9.75M +151,539 +148%
Baird Financial Group
14
Baird Financial Group
Wisconsin
$16.7M +$8.59M +133,479 +134%
ODG
15
O'Dell Group
Ohio
$15M +$13.5M +209,054 +72,088%
NA
16
NewEdge Advisors
Louisiana
$14.2M +$12.3M +191,809 +3,145%
DADC
17
D.A. Davidson & Co
Montana
$13.1M +$11.7M +182,528 New
Stifel Financial
18
Stifel Financial
Missouri
$12M +$7.21M +112,055 +205%
BFEC
19
Benjamin F. Edwards & Company
Missouri
$11.9M +$6.12M +95,004 +133%
CA
20
Crumly & Associates
Illinois
$10.3M +$7.37M +114,569 +392%
Osaic Holdings
21
Osaic Holdings
Arizona
$10.2M +$4.59M +71,374 +127%
Envestnet Asset Management
22
Envestnet Asset Management
Illinois
$9.11M -$1.17M -18,232 -13%
SL
23
Savior LLC
Massachusetts
$8.79M +$141K +2,196 +2%
IAIM
24
International Assets Investment Management
Florida
$7M +$7.4M +114,987 New
NA
25
Navellier & Associates
Nevada
$6.94M +$163K +2,540 +3%