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First Trust Materials AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$23.7M +$24.2M +893,936 New
Morgan Stanley
2
Morgan Stanley
New York
$23.5M +$23.9M +885,434 New
PPA
3
Parametric Portfolio Associates
Washington
$10.8M +$11M +405,274 New
U
4
UBS
Switzerland
$6.19M +$6.3M +233,229 New
BFA
5
Beaumont Financial Advisors
Massachusetts
$6.02M +$6.13M +226,879 New
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$4.8M +$4.88M +180,765 New
Bank of America
7
Bank of America
North Carolina
$3.49M +$3.56M +131,614 New
SNC
8
Stifel Nicolaus & Co
Missouri
$3.35M +$3.41M +126,313 New
NA
9
Navellier & Associates
Nevada
$3.19M +$3.25M +120,135 New
PI
10
Placemark Investments
Illinois
$2.83M +$2.88M +106,773 New
HighTower Advisors
11
HighTower Advisors
Illinois
$2.42M +$2.47M +91,286 New
SAM
12
SignalPoint Asset Management
Missouri
$2.27M +$2.31M +85,625 New
RJA
13
Raymond James & Associates
Florida
$1.97M +$2M +74,103 New
FA
14
FDx Advisors
Illinois
$1.77M +$1.8M +66,801 New
BTS
15
BB&T Securities
Virginia
$1.58M +$1.61M +59,675 New
WF
16
WealthTrust Fairport
Ohio
$1.29M +$1.31M +48,448 New
JP Morgan Chase
17
JP Morgan Chase
New York
$1.08M +$1.1M +40,674 New
LPL Financial
18
LPL Financial
California
$949K +$966K +35,751 New
PFS
19
Prospera Financial Services
Texas
$931K +$934K +34,563 New
KCG
20
Knight Capital Group
$929K +$944K +34,924 New
DS
21
DRW Securities
Illinois
$830K +$845K +31,269 New
RJFSA
22
Raymond James Financial Services Advisors
Florida
$501K +$510K +18,878 New
Susquehanna International Group
23
Susquehanna International Group
Pennsylvania
$432K +$439K +16,230 New
Envestnet Asset Management
24
Envestnet Asset Management
Illinois
$392K +$399K +14,756 New
Deutsche Bank
25
Deutsche Bank
Germany
$320K +$327K +12,100 New