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First Trust Materials AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
BFA
1
Beaumont Financial Advisors
Massachusetts
$32.3M +$31.9M +1,016,301 New
Wells Fargo
2
Wells Fargo
California
$18.9M +$744K +23,729 +4%
Morgan Stanley
3
Morgan Stanley
New York
$18M -$763K -24,335 -4%
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$9.03M +$8.46M +269,856 +1,900%
Bank of America
5
Bank of America
North Carolina
$7.96M -$3.29M -104,808 -30%
SAM
6
SignalPoint Asset Management
Missouri
$6.59M +$3.29M +105,032 +103%
AIM
7
Astor Investment Management
Illinois
$4.65M +$932K +29,736 +25%
UBS Group
8
UBS Group
Switzerland
$4.4M +$138K +4,403 +3%
RJA
9
Raymond James & Associates
Florida
$4.36M -$496K -15,817 -10%
Jane Street
10
Jane Street
New York
$3.45M +$2.68M +85,588 +371%
CS
11
Credit Suisse
Switzerland
$2.38M +$771K +24,581 +49%
LPL Financial
12
LPL Financial
California
$1.53M +$271K +8,636 +22%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$1.31M -$4.97M -158,659 -79%
Creative Planning
14
Creative Planning
Kansas
$1.02M +$1M +32,000 New
ACM
15
Aviance Capital Management
Florida
$984K +$710K +22,647 +272%
RPG
16
Risk Paradigm Group
Texas
$797K +$786K +25,065 New
Citadel Advisors
17
Citadel Advisors
Florida
$781K -$1.38M -44,121 -64%
RIA
18
Regal Investment Advisors
Michigan
$665K -$690 -22 -0.1%
FIM
19
Freedom Investment Management
Connecticut
$609K +$294K +9,380 +96%
Stifel Financial
20
Stifel Financial
Missouri
$486K -$6.32M -201,647 -93%
TRCT
21
Tower Research Capital (TRC)
New York
$471K -$1.83M -58,473 -80%
VKH
22
Virtu KCG Holdings
New York
$467K +$125K +3,971 +37%
ACM
23
Argentus Capital Management
Texas
$448K +$442K +14,082 New
Janney Montgomery Scott
24
Janney Montgomery Scott
Pennsylvania
$424K -$152K -4,853 -27%
Ameriprise
25
Ameriprise
Minnesota
$309K -$69.6K -2,219 -19%