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First Trust Materials AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$471M -$55.4M -816,440 -9%
Wells Fargo
2
Wells Fargo
California
$96.9M +$12.7M +187,158 +12%
Morgan Stanley
3
Morgan Stanley
New York
$93.1M +$16.3M +240,152 +17%
LPL Financial
4
LPL Financial
California
$48.9M +$11.3M +166,092 +24%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$42.3M +$8.79M +129,492 +21%
Bank of America
6
Bank of America
North Carolina
$41.7M +$5.31M +78,315 +12%
RJA
7
Raymond James & Associates
Florida
$39.2M +$16.5M +242,684 +54%
Ameriprise
8
Ameriprise
Minnesota
$31.9M +$10.5M +154,124 +38%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$29.6M +$12M +176,204 +51%
Truist Financial
10
Truist Financial
North Carolina
$28.3M +$8.67M +127,771 +34%
UBS Group
11
UBS Group
Switzerland
$21.7M +$8.8M +129,618 +51%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$16.2M +$530K +7,816 +3%
Baird Financial Group
13
Baird Financial Group
Wisconsin
$13.8M +$710K +10,468 +4%
ODG
14
O'Dell Group
Ohio
$12.4M +$642K +9,464 +5%
BFEC
15
Benjamin F. Edwards & Company
Missouri
$11M +$1.89M +27,860 +17%
Carson Wealth (CWM LLC)
16
Carson Wealth (CWM LLC)
Nebraska
$10.7M +$12.8M +188,515 +13,389%
DADC
17
D.A. Davidson & Co
Montana
$10.4M +$83.6K +1,232 +0.7%
Stifel Financial
18
Stifel Financial
Missouri
$9.87M +$533K +7,859 +5%
NA
19
NewEdge Advisors
Louisiana
$9.79M -$1.67M -24,650 -12%
CA
20
Crumly & Associates
Illinois
$8.83M +$848K +12,491 +9%
Envestnet Asset Management
21
Envestnet Asset Management
Illinois
$8.61M +$1.7M +25,020 +20%
GLA
22
Good Life Advisors
Pennsylvania
$8.42M +$10.1M +149,048 New
Osaic Holdings
23
Osaic Holdings
Arizona
$7.88M +$818K +12,055 +9%
NC
24
NewSquare Capital
Pennsylvania
$7.74M -$8.54M -125,820 -48%
SL
25
Savior LLC
Massachusetts
$6.88M -$15.5K -229 -0.2%