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First Trust Materials AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$49M -$5.06M -88,595 -9%
Wells Fargo
2
Wells Fargo
California
$41.7M -$8.5M -148,730 -17%
Bank of America
3
Bank of America
North Carolina
$25.3M +$574K +10,042 +2%
LPL Financial
4
LPL Financial
California
$19.4M +$100K +1,757 +0.5%
RJA
5
Raymond James & Associates
Florida
$15.9M +$5.53M +96,761 +52%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$15.5M -$11M -192,160 -41%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$9.66M +$2.34M +40,850 +31%
Truist Financial
8
Truist Financial
North Carolina
$7.14M +$2.11M +36,946 +41%
NA
9
Navellier & Associates
Nevada
$6.95M -$304K -5,321 -4%
SL
10
Savior LLC
Massachusetts
$6.94M -$2.26M -39,512 -24%
Ameriprise
11
Ameriprise
Minnesota
$6.83M -$286K -5,004 -4%
UBS Group
12
UBS Group
Switzerland
$6.31M -$476K -8,319 -7%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$5.77M -$981K -17,158 -14%
BFEC
14
Benjamin F. Edwards & Company
Missouri
$5.04M +$1.14M +19,964 +28%
Baird Financial Group
15
Baird Financial Group
Wisconsin
$5.02M +$538K +9,413 +12%
FEM
16
Fulcrum Equity Management
Texas
$4.83M -$664K -11,612 -12%
Goldman Sachs
17
Goldman Sachs
New York
$3.85M -$3.35M -58,644 -46%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$3.32M +$253K +4,431 +8%
SI
19
Stephens Inc
Arkansas
$3.32M +$220K +3,852 +7%
HighTower Advisors
20
HighTower Advisors
Illinois
$3.2M +$61K +1,067 +2%
Osaic Holdings
21
Osaic Holdings
Arizona
$2.96M -$142K -2,482 -4%
OC
22
Oppenheimer & Co
New York
$2.8M +$625K +10,930 +28%
KPWS
23
Kestra Private Wealth Services
Texas
$2.75M +$161K +2,808 +6%
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$2.73M -$2.74M -47,889 -50%
Stifel Financial
25
Stifel Financial
Missouri
$2.58M +$225K +3,935 +9%