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First Trust Consumer Staples AlphaDEX Fund

134 hedge funds and large institutions have $1.9B invested in First Trust Consumer Staples AlphaDEX Fund in 2016 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 36 increasing their positions, 69 reducing their positions, and 23 closing their positions.

New
Increased
Maintained
Reduced
Closed

1.29% less ownership

Funds ownership: 79.77%78.48% (-1.3%)

9% less funds holding

Funds holding: 147134 (-13)

18% less capital invested

Capital invested by funds: $2.33B → $1.9B (-$430M)

48% less first-time investments, than exits

New positions opened: 12 | Existing positions closed: 23

48% less repeat investments, than reductions

Existing positions increased: 36 | Existing positions reduced: 69

62% less funds holding in top 10

Funds holding in top 10: 135 (-8)

Holders
134
Holders Change
-13
Holders Change %
-8.84%
% of All Funds
3.57%
Holding in Top 10
5
Holding in Top 10 Change
-8
Holding in Top 10 Change %
-61.54%
% of All Funds
0.13%
New
12
Increased
36
Reduced
69
Closed
23
Calls
$457K
Puts
Net Calls
+$457K
Net Calls Change
+$457K
Name Holding Trade Value Shares
Change
Change in
Stake
ASN
126
Advisory Services Network
Georgia
$10K -$1.32K -30 -12%
NFG
127
Next Financial Group
Texas
$5K -$63.9K -1,450 -92%
FFC
128
First Financial Corp
Indiana
$5K
PSUF
129
People's United Financial
Connecticut
$5K
LWM
130
LBA Wealth Management
Florida
$4K
WCM
131
Wealthcare Capital Management
Virginia
$4K
GT
132
Glenmede Trust
Pennsylvania
$4K +$4.76K +108 New
GWM
133
Gupta Wealth Management
California
$2K
HA
134
Hays Advisory
Tennessee
-$24.6M -554,283 Closed
SAM
135
Shamrock Asset Management
Texas
-$19.3M -434,921 Closed
SG
136
Strid Group
Pennsylvania
-$16.1M -362,657 Closed
CS
137
Credit Suisse
Switzerland
-$3.79M -85,330 Closed
SIM
138
SSI Investment Management
California
-$3.25M -73,180 Closed
CCS
139
Crosspoint Capital Strategies
California
-$2.17M -50,941 Closed
SC
140
Scotia Capital
Ontario, Canada
-$1.08M -26,154 Closed
TRCT
141
Tower Research Capital (TRC)
New York
-$843K -18,964 Closed
GA
142
Gateway Advisory
New Jersey
-$800K -17,995 Closed
BRWA
143
B. Riley Wealth Advisors
Florida
-$778K -17,486 Closed
VC
144
Vicus Capital
Pennsylvania
-$614K -13,804 Closed
VAM
145
Visionary Asset Management
Texas
-$608K -13,676 Closed
CPIG
146
Chicago Partners Investment Group
Illinois
-$589K -13,251 Closed
SS
147
Simplicity Solutions
Minnesota
-$427K -9,608 Closed
V
148
Veritable
Delaware
-$413K -9,298 Closed
CAM
149
Concorde Asset Management
Michigan
-$299K -6,718 Closed
Jane Street
150
Jane Street
New York
-$246K -5,538 Closed

FXG Hedge Fund Activity: Q1 2016 in Review

134 of the 3,754 institutional investors tracked by Wall St. Rank reported a position in First Trust Consumer Staples AlphaDEX Fund (FXG) for Q1 2016, worth a combined $1.9B — down 18% from $2.33B a quarter earlier.

Sellers outnumbered buyers: 23 funds closed out of FXG and 12 opened new positions — a net loss of 11 holders — while 69 trimmed existing stakes and 36 added.

The largest buyer was Goldman Sachs, adding an estimated $24.4M. The largest seller was First Trust Advisors, cutting an estimated $219M.

  • 134 institutional investors held First Trust Consumer Staples AlphaDEX Fund (FXG) as of Q1 2016, down from 147 in Q4 2015.
  • Funds reported $1.9B of First Trust Consumer Staples AlphaDEX Fund stock for Q1 2016, down 18% quarter-over-quarter.
  • 12 funds opened new First Trust Consumer Staples AlphaDEX Fund positions in Q1 2016 and 23 closed out, a net change of -11 holders.
  • The largest First Trust Consumer Staples AlphaDEX Fund buyer in Q1 2016 was Goldman Sachs, an estimated $24.4M added.
  • The largest First Trust Consumer Staples AlphaDEX Fund seller in Q1 2016 was First Trust Advisors, an estimated $219M sold.

Based on aggregated 13F filings for Q1 2016.