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First Trust Consumer Staples AlphaDEX Fund

109 hedge funds and large institutions have $1.65B invested in First Trust Consumer Staples AlphaDEX Fund in 2014 Q4 according to their latest regulatory filings, with 29 funds opening new positions, 51 increasing their positions, 23 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

480% more first-time investments, than exits

New positions opened: 29 | Existing positions closed: 5

122% more repeat investments, than reductions

Existing positions increased: 51 | Existing positions reduced: 23

100% more funds holding in top 10

Funds holding in top 10: 24 (+2)

45% more capital invested

Capital invested by funds: $1.14B → $1.65B (+$509M)

27% more funds holding

Funds holding: 86109 (+23)

23% more call options, than puts

Call options by funds: $558K | Put options by funds: $455K

2.75% less ownership

Funds ownership: 74.91%72.17% (-2.7%)

Holders
109
Holders Change
+23
Holders Change %
+26.74%
% of All Funds
2.91%
Holding in Top 10
4
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+100%
% of All Funds
0.11%
New
29
Increased
51
Reduced
23
Closed
5
Calls
$558K
Puts
$455K
Net Calls
+$103K
Net Calls Change
+$181K
Name Holding Trade Value Shares
Change
Change in
Stake
NA
51
Navellier & Associates
Nevada
$1.77M +$1.71M +41,650 New
OC
52
Oppenheimer & Co
New York
$1.74M +$453K +11,041 +37%
Cambridge Investment Research Advisors
53
Cambridge Investment Research Advisors
Iowa
$1.39M +$361K +8,793 +37%
SS
54
Simplicity Solutions
Minnesota
$1.35M +$1.3M +31,730 New
BRWM
55
B. Riley Wealth Management
Tennessee
$1.32M +$146K +3,558 +13%
Millennium Management
56
Millennium Management
New York
$1.28M +$1.23M +29,993 New
AP
57
Atwood & Palmer
Missouri
$1.25M +$243K +5,930 +25%
SFI
58
SPC Financial Inc
Maryland
$1.22M +$334K +8,135 +40%
Deutsche Bank
59
Deutsche Bank
Germany
$1.22M +$90.9K +2,214 +8%
SI
60
Stephens Inc
Arkansas
$1.22M -$238K -5,808 -17%
FFS
61
Founders Financial Securities
Maryland
$1.18M +$142K +3,456 +14%
Susquehanna International Group
62
Susquehanna International Group
Pennsylvania
$1.15M -$666K -16,229 -38%
PAG
63
Private Advisor Group
New Jersey
$1.13M +$669K +16,307 +158%
FHC
64
First Heartland Consultants
Missouri
$1.11M +$217K +5,280 +25%
DADC
65
D.A. Davidson & Co
Montana
$1.04M +$167K +4,075 +20%
FAAS
66
First Allied Advisory Services
California
$957K -$180K -4,373 -16%
ACM
67
Aviance Capital Management
Florida
$876K +$844K +20,569 New
DAS
68
Dynamic Advisor Solutions
Arizona
$872K +$24.7K +601 +3%
VKH
69
Virtu KCG Holdings
New York
$860K +$573K +13,952 +223%
NES
70
New England Securities
New York
$780K -$1.73M -42,041 -70%
TFA
71
Transamerica Financial Advisors
Florida
$775K +$747K +18,203 New
Citadel Advisors
72
Citadel Advisors
Florida
$758K +$731K +17,797 New
SHA
73
Smith Hayes Advisers
Nebraska
$730K -$11.9K -289 -2%
CAM
74
Concorde Asset Management
Michigan
$666K +$641K +15,619 New
ICAS
75
Investors Capital Advisory Services
Massachusetts
$647K +$625K +15,221 New

FXG Hedge Fund Activity: Q4 2014 in Review

109 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in First Trust Consumer Staples AlphaDEX Fund (FXG) for Q4 2014, worth a combined $1.65B — up 45% from $1.14B a quarter earlier.

Buyers outnumbered sellers: 29 funds opened new FXG positions and 5 closed out — a net gain of 24 holders — while 51 added to existing stakes and 23 trimmed.

The largest buyer was First Trust Advisors, adding an estimated $123M. The largest seller was JP Morgan Chase, cutting an estimated $2.99M.

  • 109 institutional investors held First Trust Consumer Staples AlphaDEX Fund (FXG) as of Q4 2014, up from 86 in Q3 2014.
  • Funds reported $1.65B of First Trust Consumer Staples AlphaDEX Fund stock for Q4 2014, up 45% quarter-over-quarter.
  • 29 funds opened new First Trust Consumer Staples AlphaDEX Fund positions in Q4 2014 and 5 closed out, a net change of +24 holders.
  • The largest First Trust Consumer Staples AlphaDEX Fund buyer in Q4 2014 was First Trust Advisors, an estimated $123M added.
  • The largest First Trust Consumer Staples AlphaDEX Fund seller in Q4 2014 was JP Morgan Chase, an estimated $2.99M sold.

Based on aggregated 13F filings for Q4 2014.