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First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC

52 hedge funds and large institutions have $171M invested in First Trust Dorsey Wright Dynamic Focus 5 ETF in 2020 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 10 increasing their positions, 29 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

15% less funds holding

Funds holding: 61 → 52 (-9)

16.11% less ownership

Funds ownership: 75% → 58.89% (-16%)

46% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 13

49% less capital invested

Capital invested by funds: $334M → $171M (-$162M)

66% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 29

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

Holders
52
Holders Change
-9
Holders Change %
-14.75%
% of All Funds
1.15%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
7
Increased
10
Reduced
29
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RJA
Raymond James & Associates
Florida
+$2.96M
2
Citadel Advisors
Citadel Advisors
Florida
+$822K
3
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
+$184K
4
LNC
Lincoln National Corp
Pennsylvania
+$110K
5
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
+$38.2K

Top Sellers

1
RJFSA
Raymond James Financial Services Advisors
Florida
-$33.7M
2
AI
Atria Investments
North Carolina
-$13.1M
3
Truist Financial
Truist Financial
North Carolina
-$10.6M
4
Morgan Stanley
Morgan Stanley
New York
-$8.96M
5
UBS Group
UBS Group
Switzerland
-$7.59M
Name Holding Trade Value Shares
Change 		Change in
Stake
BHWM
51
Bay Harbor Wealth Management
Maryland
$1K – – –
HI
52
Hudock Inc
Pennsylvania
$1K – – –
RJFSA
53
Raymond James Financial Services Advisors
Florida
– -$33.7M -1,220,705 Closed
Stifel Financial
54
Stifel Financial
Missouri
– -$2.02M -72,770 Closed
AWM
55
Affinity Wealth Management
Delaware
– -$1.94M -70,337 Closed
Envestnet Asset Management
56
Envestnet Asset Management
Illinois
– -$821K -29,708 Closed
IAA
57
Independent Advisor Alliance
North Carolina
– -$491K -17,788 Closed
TSS
58
Two Sigma Securities
New York
– -$372K -13,457 Closed
PSUF
59
People's United Financial
Connecticut
– -$257K -9,302 Closed
AWM
60
AE Wealth Management
Kansas
– -$244K -8,845 Closed
CAN
61
Cetera Advisor Networks
California
– -$237K -8,482 Closed
TFS
62
Thoroughbred Financial Services
Tennessee
– -$222K -8,038 Closed
Bank of Montreal
63
Bank of Montreal
Ontario, Canada
– -$90K -3,255 Closed
VCP
64
Verus Capital Partners
Arizona
– -$62K -2,226 Closed
SIS
65
Sound Income Strategies
Florida
– -$8K -280 Closed
1 2
3

FVC Hedge Fund Activity: Q1 2020 in Review

52 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in First Trust Dorsey Wright Dynamic Focus 5 ETF (FVC) for Q1 2020, worth a combined $171M — down 49% from $334M a quarter earlier.

Sellers outnumbered buyers: 13 funds closed out of FVC and 7 opened new positions — a net loss of 6 holders — while 29 trimmed existing stakes and 10 added.

The largest buyer was Raymond James & Associates, adding an estimated $2.96M. The largest seller was Raymond James Financial Services Advisors, exiting entirely with an estimated $33.7M sold.

  • 52 institutional investors held First Trust Dorsey Wright Dynamic Focus 5 ETF (FVC) as of Q1 2020, down from 61 in Q4 2019.
  • Funds reported $171M of First Trust Dorsey Wright Dynamic Focus 5 ETF stock for Q1 2020, down 49% quarter-over-quarter.
  • 7 funds opened new First Trust Dorsey Wright Dynamic Focus 5 ETF positions in Q1 2020 and 13 closed out, a net change of -6 holders.
  • The largest First Trust Dorsey Wright Dynamic Focus 5 ETF buyer in Q1 2020 was Raymond James & Associates, an estimated $2.96M added.
  • The largest First Trust Dorsey Wright Dynamic Focus 5 ETF seller in Q1 2020 was Raymond James Financial Services Advisors, an estimated $33.7M sold.

Based on aggregated 13F filings for Q1 2020.