We are live on ! Find out more
FVC icon

First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC

57 hedge funds and large institutions have $324M invested in First Trust Dorsey Wright Dynamic Focus 5 ETF in 2019 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 21 increasing their positions, 28 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.74% less ownership

Funds ownership: 69.93% → 69.18% (-0.74%)

8% less funds holding

Funds holding: 62 → 57 (-5)

10% less capital invested

Capital invested by funds: $361M → $324M (-$36.8M)

25% less repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 28

50% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 10

Holders
57
Holders Change
-5
Holders Change %
-8.06%
% of All Funds
1.25%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
21
Reduced
28
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
IA
IFG Advisory
Georgia
+$4.35M
2
RJA
Raymond James & Associates
Florida
+$3.62M
3
AWM
Affinity Wealth Management
Delaware
+$2.11M
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$1.7M
5
Morgan Stanley
Morgan Stanley
New York
+$1.18M

Top Sellers

1
RJFSA
Raymond James Financial Services Advisors
Florida
-$12.4M
2
Bank of America
Bank of America
North Carolina
-$8.2M
3
UBS Group
UBS Group
Switzerland
-$4.8M
4
LPL Financial
LPL Financial
California
-$4.41M
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$4.15M
Name Holding Trade Value Shares
Change 		Change in
Stake
FAAS
51
First Allied Advisory Services
California
$41K +$41.9K +1,564 New
Citigroup
52
Citigroup
New York
$32K -$5.35K -200 -14%
BHWM
53
Bay Harbor Wealth Management
Maryland
$22K +$1.34K +50 +7%
GRP
54
Global Retirement Partners
California
$19K -$4.68K -175 -20%
PNC Financial Services Group
55
PNC Financial Services Group
Pennsylvania
$14K -$17.6K -657 -55%
SFS
56
Sowell Financial Services
Arkansas
$14K +$13.7K +513 New
HI
57
Hudock Inc
Pennsylvania
$1K – – –
UCFA
58
United Capital Financial Advisors
Texas
– -$1.24M -46,123 Closed
IWM
59
IHT Wealth Management
Illinois
– -$339K -12,629 Closed
PA
60
PFG Advisors
Arizona
– -$293K -10,695 Closed
CAN
61
Cetera Advisor Networks
California
– -$235K -8,781 Closed
RCAG
62
Rehmann Capital Advisory Group
Michigan
– -$119K -4,443 Closed
SFG
63
SevenBridge Financial Group
Pennsylvania
– -$11K -400 Closed
TRCT
64
Tower Research Capital (TRC)
New York
– -$11K -400 Closed
BFEC
65
Benjamin F. Edwards & Company
Missouri
– -$7K -260 Closed
AIM
66
Advantage Investment Management
Iowa
– -$7K -252 Closed
CAC
67
Certified Advisory Corp
Florida
– -$4K -152 Closed
1 2
3

FVC Hedge Fund Activity: Q3 2019 in Review

57 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in First Trust Dorsey Wright Dynamic Focus 5 ETF (FVC) for Q3 2019, worth a combined $324M — down 10% from $361M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of FVC and 5 opened new positions — a net loss of 5 holders — while 28 trimmed existing stakes and 21 added.

The largest buyer was IFG Advisory, opening a new position worth an estimated $4.35M. The largest seller was Raymond James Financial Services Advisors, cutting an estimated $12.4M.

  • 57 institutional investors held First Trust Dorsey Wright Dynamic Focus 5 ETF (FVC) as of Q3 2019, down from 62 in Q2 2019.
  • Funds reported $324M of First Trust Dorsey Wright Dynamic Focus 5 ETF stock for Q3 2019, down 10% quarter-over-quarter.
  • 5 funds opened new First Trust Dorsey Wright Dynamic Focus 5 ETF positions in Q3 2019 and 10 closed out, a net change of -5 holders.
  • The largest First Trust Dorsey Wright Dynamic Focus 5 ETF buyer in Q3 2019 was IFG Advisory, an estimated $4.35M added.
  • The largest First Trust Dorsey Wright Dynamic Focus 5 ETF seller in Q3 2019 was Raymond James Financial Services Advisors, an estimated $12.4M sold.

Based on aggregated 13F filings for Q3 2019.