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First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC

62 hedge funds and large institutions have $329M invested in First Trust Dorsey Wright Dynamic Focus 5 ETF in 2018 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 21 increasing their positions, 20 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

80% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 10

15% more funds holding

Funds holding: 54 → 62 (+8)

3.19% more ownership

Funds ownership: 66.28% → 69.47% (+3.2%)

5% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 20

20% less capital invested

Capital invested by funds: $411M → $329M (-$82.8M)

50% less funds holding in top 10

Funds holding in top 10: 2 → 1 (-1)

Holders
62
Holders Change
+8
Holders Change %
+14.81%
% of All Funds
1.38%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
18
Increased
21
Reduced
20
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$16.7M
2
OIA
OneDigital Investment Advisors
Kansas
+$5.17M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$3.61M
4
AG
Advisor Group
Arizona
+$1.82M
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$1.63M

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
-$11.3M
2
BTS
BB&T Securities
Virginia
-$9.23M
3
RJFSA
Raymond James Financial Services Advisors
Florida
-$6.69M
4
Bank of America
Bank of America
North Carolina
-$5.18M
5
UBS Group
UBS Group
Switzerland
-$4.33M
Name Holding Trade Value Shares
Change 		Change in
Stake
CIAS
51
Capital Investment Advisory Services
North Carolina
$80K +$86.1K +3,398 New
AIC
52
Ameritas Investment Company
Nebraska
$42K +$45.6K +1,800 New
IA
53
IFP Advisors
Florida
$28K +$20.3K +800 +200%
Citigroup
54
Citigroup
New York
$28K +$30.4K +1,200 New
CWA
55
Clarus Wealth Advisors
Arizona
$23K – – –
AIM
56
Advantage Investment Management
Iowa
$12K -$1.76M -69,322 -99%
Bank of Montreal
57
Bank of Montreal
Ontario, Canada
$12K +$12.7K +500 New
BFEC
58
Benjamin F. Edwards & Company
Missouri
$6K – – –
TRCT
59
Tower Research Capital (TRC)
New York
$5K +$5.07K +200 New
MOS
60
MGO One Seven
Ohio
$5K +$6.33K +250 New
HI
61
Hudock Inc
Pennsylvania
$1K – – –
MA
62
Mutual Advisors
Nebraska
– -$857K -29,722 Closed
Citadel Advisors
63
Citadel Advisors
Florida
– -$343K -11,886 Closed
LNC
64
Lincoln National Corp
Pennsylvania
– -$329K -11,429 Closed
CAS
65
Cue Advisory Services
Arizona
– -$329K -11,400 Closed
CAN
66
Cetera Advisor Networks
California
– -$316K -10,965 Closed
NA
67
NewEdge Advisors
Louisiana
– -$264K -9,168 Closed
FWM
68
Frontier Wealth Management
Missouri
– -$201K -6,978 Closed
WA
69
WP Advisors
California
– -$59K -2,046 Closed
Carson Wealth (CWM LLC)
70
Carson Wealth (CWM LLC)
Nebraska
– -$4K -150 Closed
NFG
71
Next Financial Group
Texas
– -$3K -100 Closed
Fidelity Investments
72
Fidelity Investments
Massachusetts
– +$127 +5 New
1 2
3

FVC Hedge Fund Activity: Q4 2018 in Review

62 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in First Trust Dorsey Wright Dynamic Focus 5 ETF (FVC) for Q4 2018, worth a combined $329M — down 20% from $411M a quarter earlier.

Buyers outnumbered sellers: 18 funds opened new FVC positions and 10 closed out — a net gain of 8 holders — while 21 added to existing stakes and 20 trimmed.

The largest buyer was Envestnet Asset Management, opening a new position worth an estimated $16.7M. The largest seller was Morgan Stanley, cutting an estimated $11.3M.

  • 62 institutional investors held First Trust Dorsey Wright Dynamic Focus 5 ETF (FVC) as of Q4 2018, up from 54 in Q3 2018.
  • Funds reported $329M of First Trust Dorsey Wright Dynamic Focus 5 ETF stock for Q4 2018, down 20% quarter-over-quarter.
  • 18 funds opened new First Trust Dorsey Wright Dynamic Focus 5 ETF positions in Q4 2018 and 10 closed out, a net change of +8 holders.
  • The largest First Trust Dorsey Wright Dynamic Focus 5 ETF buyer in Q4 2018 was Envestnet Asset Management, an estimated $16.7M added.
  • The largest First Trust Dorsey Wright Dynamic Focus 5 ETF seller in Q4 2018 was Morgan Stanley, an estimated $11.3M sold.

Based on aggregated 13F filings for Q4 2018.