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First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC

54 hedge funds and large institutions have $136M invested in First Trust Dorsey Wright Dynamic Focus 5 ETF in 2023 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 15 increasing their positions, 25 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

11.66% more ownership

Funds ownership: 65.08% → 76.74% (+12%)

2% more capital invested

Capital invested by funds: $134M → $136M (+$2.25M)

0% more funds holding

Funds holding: 54 → 54 (0)

0% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 6

40% less repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 25

Holders
54
Holders Change
–
Holders Change %
0%
% of All Funds
0.79%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
15
Reduced
25
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PFS
Prospera Financial Services
Texas
+$9.85M
2
Morgan Stanley
Morgan Stanley
New York
+$4.49M
3
TWC
TD Waterhouse Canada
Ontario, Canada
+$1.98M
4
NB
NBT Bank
New York
+$539K
5
EPA
Element Pointe Advisors
Florida
+$245K

Top Sellers

1
LPL Financial
LPL Financial
California
-$7.7M
2
RJFSA
Raymond James Financial Services Advisors
Florida
-$2.28M
3
PAG
Private Advisor Group
New Jersey
-$2.27M
4
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
-$1.27M
5
Osaic Holdings
Osaic Holdings
Arizona
-$1.2M
Name Holding Trade Value Shares
Change 		Change in
Stake
LNC
26
Lincoln National Corp
Pennsylvania
$488K +$1.07K +34 +0.2%
KFGK
27
Keystone Financial Group (Kentucky)
Kentucky
$486K -$66.3K -2,112 -12%
FIM
28
Freedom Investment Management
Connecticut
$483K +$36.1K +1,149 +8%
Cambridge Investment Research Advisors
29
Cambridge Investment Research Advisors
Iowa
$475K -$363K -11,539 -44%
Envestnet Asset Management
30
Envestnet Asset Management
Illinois
$347K -$143K -4,563 -30%
WEG
31
World Equity Group
Illinois
$342K +$105K +3,330 +47%
AWA
32
Arkadios Wealth Advisors
Georgia
$295K – – –
EPA
33
Element Pointe Advisors
Florida
$255K +$245K +7,787 New
TRCT
34
Tower Research Capital (TRC)
New York
$219K +$72.3K +2,303 +53%
NA
35
NewEdge Advisors
Louisiana
$214K +$4.02K +128 +2%
AWS
36
Atria Wealth Solutions
New York
$207K +$198K +6,310 New
CAN
37
Cetera Advisor Networks
California
$204K +$196K +6,232 New
HGERS
38
Householder Group Estate & Retirement Specialist
Arizona
$201K -$98.8K -3,144 -34%
PTC
39
Private Trust Company
Ohio
$126K – – –
CFD
40
Creative Financial Designs
Indiana
$123K -$44K -1,401 -27%
WP
41
WealthShield Partners
North Carolina
$95K – – –
Comerica Bank
42
Comerica Bank
Texas
$84.6K -$65K -2,068 -44%
MIM
43
MTM Investment Management
South Carolina
$78.3K – – –
GRP
44
Global Retirement Partners
California
$52.7K +$28.9K +920 +131%
FFA
45
Founders Financial Alliance
North Carolina
$42.1K – – –
ACA
46
Aptus Capital Advisors
Alabama
$17.1K -$3.93K -125 -19%
GWANC
47
Guardian Wealth Advisors (North Carolina)
North Carolina
$17.1K -$3.93K -125 -19%
PNC Financial Services Group
48
PNC Financial Services Group
Pennsylvania
$16.2K -$30.9K -983 -67%
CIAS
49
Capital Investment Advisory Services
North Carolina
$15.4K – – –
HI
50
Harbour Investments
Wisconsin
$8.26K +$31 +1 +0.4%
1
2
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FVC Hedge Fund Activity: Q4 2023 in Review

54 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in First Trust Dorsey Wright Dynamic Focus 5 ETF (FVC) for Q4 2023, worth a combined $136M — up 1.7% from $134M a quarter earlier.

Fund positioning in FVC was balanced in Q4 2023: 6 funds opened new positions, 6 closed out, 15 added to existing stakes and 25 trimmed.

The largest buyer was Prospera Financial Services, adding an estimated $9.85M. The largest seller was LPL Financial, cutting an estimated $7.7M.

  • 54 institutional investors held First Trust Dorsey Wright Dynamic Focus 5 ETF (FVC) as of Q4 2023, unchanged from Q3 2023.
  • Funds reported $136M of First Trust Dorsey Wright Dynamic Focus 5 ETF stock for Q4 2023, up 1.7% quarter-over-quarter.
  • 6 funds opened new First Trust Dorsey Wright Dynamic Focus 5 ETF positions in Q4 2023 and 6 closed out, a net change of 0 holders.
  • The largest First Trust Dorsey Wright Dynamic Focus 5 ETF buyer in Q4 2023 was Prospera Financial Services, an estimated $9.85M added.
  • The largest First Trust Dorsey Wright Dynamic Focus 5 ETF seller in Q4 2023 was LPL Financial, an estimated $7.7M sold.

Based on aggregated 13F filings for Q4 2023.