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First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC

53 hedge funds and large institutions have $135M invested in First Trust Dorsey Wright Dynamic Focus 5 ETF in 2021 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 12 increasing their positions, 26 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 2

4% more funds holding

Funds holding: 51 → 53 (+2)

1.37% less ownership

Funds ownership: 64.62% → 63.25% (-1.4%)

9% less capital invested

Capital invested by funds: $148M → $135M (-$13.4M)

54% less repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 26

Holders
53
Holders Change
+2
Holders Change %
+3.92%
% of All Funds
0.93%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
12
Reduced
26
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RJFSA
Raymond James Financial Services Advisors
Florida
+$1.28M
2
Citadel Advisors
Citadel Advisors
Florida
+$534K
3
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$360K
4
FTUS
Flow Traders U.S.
New York
+$263K
5
Wells Fargo
Wells Fargo
California
+$247K

Top Sellers

1
UBS Group
UBS Group
Switzerland
-$2.59M
2
Morgan Stanley
Morgan Stanley
New York
-$2.42M
3
CG
Clarus Group
Texas
-$2.01M
4
Truist Financial
Truist Financial
North Carolina
-$798K
5
RJA
Raymond James & Associates
Florida
-$684K
Name Holding Trade Value Shares
Change 		Change in
Stake
OMC
26
Old Mission Capital
Illinois
$638K -$469K -12,940 -42%
LNC
27
Lincoln National Corp
Pennsylvania
$609K +$30.1K +831 +5%
KAS
28
Kestra Advisory Services
Texas
$538K -$35.5K -980 -6%
Citadel Advisors
29
Citadel Advisors
Florida
$518K +$534K +14,739 New
FIM
30
Freedom Investment Management
Connecticut
$490K -$21.1K -583 -4%
Stifel Financial
31
Stifel Financial
Missouri
$387K +$979 +27 +0.2%
SWM
32
Spire Wealth Management
Virginia
$377K -$243K -6,696 -38%
SPC
33
Sigma Planning Corp
Michigan
$369K +$10.2K +281 +3%
Cambridge Investment Research Advisors
34
Cambridge Investment Research Advisors
Iowa
$329K -$27.7K -765 -8%
AWA
35
Arkadios Wealth Advisors
Georgia
$316K – – –
OPOWM
36
One Plus One Wealth Management
Florida
$261K – – –
CFGS
37
Concourse Financial Group Securities
Alabama
$255K +$25.2K +695 +11%
FTUS
38
Flow Traders U.S.
New York
$255K +$263K +7,246 New
ACA
39
Aptus Capital Advisors
Alabama
$240K – – –
CAN
40
Cetera Advisor Networks
California
$206K – – –
MIM
41
MTM Investment Management
South Carolina
$157K – – –
CIAS
42
Capital Investment Advisory Services
North Carolina
$116K -$9.06K -250 -7%
APA
43
American Portfolios Advisors
New York
$90.8K – – –
Bessemer Group
44
Bessemer Group
New Jersey
$70K +$72.5K +2,000 New
HI
45
Harbour Investments
Wisconsin
$54K – – –
FFA
46
Founders Financial Alliance
North Carolina
$45K +$15.8K +435 +51%
PFA
47
Professional Financial Advisors
Nebraska
$42K -$7.1K -196 -14%
GRP
48
Global Retirement Partners
California
$25K – – –
HNB
49
Huntington National Bank
Ohio
$21K – – –
Koshinski Asset Management
50
Koshinski Asset Management
Illinois
$20.6K +$21.2K +585 New
1
2
3

FVC Hedge Fund Activity: Q3 2021 in Review

53 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in First Trust Dorsey Wright Dynamic Focus 5 ETF (FVC) for Q3 2021, worth a combined $135M — down 9% from $148M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new FVC positions and 2 closed out — a net gain of 2 holders — while 12 added to existing stakes and 26 trimmed.

The largest buyer was Raymond James Financial Services Advisors, adding an estimated $1.28M. The largest seller was UBS Group, cutting an estimated $2.59M.

  • 53 institutional investors held First Trust Dorsey Wright Dynamic Focus 5 ETF (FVC) as of Q3 2021, up from 51 in Q2 2021.
  • Funds reported $135M of First Trust Dorsey Wright Dynamic Focus 5 ETF stock for Q3 2021, down 9% quarter-over-quarter.
  • 4 funds opened new First Trust Dorsey Wright Dynamic Focus 5 ETF positions in Q3 2021 and 2 closed out, a net change of +2 holders.
  • The largest First Trust Dorsey Wright Dynamic Focus 5 ETF buyer in Q3 2021 was Raymond James Financial Services Advisors, an estimated $1.28M added.
  • The largest First Trust Dorsey Wright Dynamic Focus 5 ETF seller in Q3 2021 was UBS Group, an estimated $2.59M sold.

Based on aggregated 13F filings for Q3 2021.