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First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC

55 hedge funds and large institutions have $149M invested in First Trust Dorsey Wright Dynamic Focus 5 ETF in 2021 Q1 according to their latest regulatory filings, with 13 funds opening new positions, 6 increasing their positions, 30 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

225% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 4

20% more funds holding

Funds holding: 46 → 55 (+9)

7% more capital invested

Capital invested by funds: $140M → $149M (+$9.15M)

2.42% more ownership

Funds ownership: 63.38% → 65.8% (+2.4%)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

80% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 30

Holders
55
Holders Change
+9
Holders Change %
+19.57%
% of All Funds
0.97%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
13
Increased
6
Reduced
30
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Baird Financial Group
Baird Financial Group
Wisconsin
+$2.02M
2
Morgan Stanley
Morgan Stanley
New York
+$1.04M
3
OMC
Old Mission Capital
Illinois
+$828K
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$647K
5
FIM
Freedom Investment Management
Connecticut
+$520K

Top Sellers

1
UBS Group
UBS Group
Switzerland
-$3.44M
2
Bank of America
Bank of America
North Carolina
-$1.48M
3
KAS
Kestra Advisory Services
Texas
-$1.22M
4
Cetera Investment Advisers
Cetera Investment Advisers
Illinois
-$1.17M
5
Citadel Advisors
Citadel Advisors
Florida
-$1.05M
Name Holding Trade Value Shares
Change 		Change in
Stake
SEP
26
Southland Equity Partners
Missouri
$655K -$224K -6,756 -26%
OC
27
Oppenheimer & Co
New York
$650K -$7.82K -236 -1%
SWM
28
Spire Wealth Management
Virginia
$595K +$577K +17,409 New
LNC
29
Lincoln National Corp
Pennsylvania
$566K -$29.5K -890 -5%
FIM
30
Freedom Investment Management
Connecticut
$536K +$520K +15,690 New
KAS
31
Kestra Advisory Services
Texas
$517K -$1.22M -36,952 -71%
Stifel Financial
32
Stifel Financial
Missouri
$371K -$28.7K -866 -7%
Cambridge Investment Research Advisors
33
Cambridge Investment Research Advisors
Iowa
$355K -$54K -1,630 -14%
SPC
34
Sigma Planning Corp
Michigan
$345K -$13.3K -402 -4%
AWA
35
Arkadios Wealth Advisors
Georgia
$307K -$38.3K -1,157 -11%
Envestnet Asset Management
36
Envestnet Asset Management
Illinois
$305K -$25.7K -777 -8%
OPOWM
37
One Plus One Wealth Management
Florida
$254K +$246K +7,430 New
ACA
38
Aptus Capital Advisors
Alabama
$238K -$12.7K -384 -5%
FTUS
39
Flow Traders U.S.
New York
$235K +$228K +6,876 New
CFGS
40
Concourse Financial Group Securities
Alabama
$233K -$10K -303 -4%
CAN
41
Cetera Advisor Networks
California
$201K +$194K +5,865 New
MIM
42
MTM Investment Management
South Carolina
$153K – – –
CIAS
43
Capital Investment Advisory Services
North Carolina
$122K – – –
WP
44
WealthShield Partners
North Carolina
$102K +$99K +2,988 New
APA
45
American Portfolios Advisors
New York
$88.3K -$3.78K -114 -4%
HI
46
Harbour Investments
Wisconsin
$53K +$51.3K +1,548 New
PFA
47
Professional Financial Advisors
Nebraska
$47K -$449K -13,548 -91%
Citigroup
48
Citigroup
New York
$41K – – –
FFA
49
Founders Financial Alliance
North Carolina
$29K +$28.1K +848 New
GRP
50
Global Retirement Partners
California
$24K – – –
1
2
3

FVC Hedge Fund Activity: Q1 2021 in Review

55 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in First Trust Dorsey Wright Dynamic Focus 5 ETF (FVC) for Q1 2021, worth a combined $149M — up 6.6% from $140M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new FVC positions and 4 closed out — a net gain of 9 holders — while 6 added to existing stakes and 30 trimmed.

The largest buyer was Baird Financial Group, adding an estimated $2.02M. The largest seller was UBS Group, cutting an estimated $3.44M.

  • 55 institutional investors held First Trust Dorsey Wright Dynamic Focus 5 ETF (FVC) as of Q1 2021, up from 46 in Q4 2020.
  • Funds reported $149M of First Trust Dorsey Wright Dynamic Focus 5 ETF stock for Q1 2021, up 6.6% quarter-over-quarter.
  • 13 funds opened new First Trust Dorsey Wright Dynamic Focus 5 ETF positions in Q1 2021 and 4 closed out, a net change of +9 holders.
  • The largest First Trust Dorsey Wright Dynamic Focus 5 ETF buyer in Q1 2021 was Baird Financial Group, an estimated $2.02M added.
  • The largest First Trust Dorsey Wright Dynamic Focus 5 ETF seller in Q1 2021 was UBS Group, an estimated $3.44M sold.

Based on aggregated 13F filings for Q1 2021.